We are live on
!
Find out more
RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
(+9.5%)
Cap. Flow
+$34.6M
Cap. Flow
% of AUM
3.06%
Top 10 Holdings %
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.67M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$3.29M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$2.01M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$1.78M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$1.62M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$2.32M |
| 2 |
iShares Global Tech ETF
IXN
|
+$1.79M |
| 3 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$1.33M |
| 4 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$1.23M |
| 5 |
Vanguard Morningstar Growth ETF
VUG
|
+$1.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.17% |
| 2 | Healthcare | 5.51% |
| 3 | Consumer Staples | 3.91% |
| 4 | Consumer Discretionary | 3.82% |
| 5 | Financials | 3.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Concentrix
CNXC
$1.57B
| $634K | 0.06% |
3,552
+5
| +0.1% | +$892 |
|
302
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
| $630K | 0.06% |
6,298
+143
| +2% | +$14.3K |
|
303
iShares US Healthcare ETF
IYH
$3.71B
| $625K | 0.06% |
10,410
| – | – |
|
304
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
| $622K | 0.06% |
5,880
-13
| -0.2% | -$1.35K |
|
305
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
| $621K | 0.06% |
12,088
+944
| +8% | +$48.5K |
|
306
Cleveland-Cliffs
CLF
$6.99B
| $607K | 0.05% |
27,888
-1,185
| -4% | -$25.5K |
|
307
Progressive
PGR
$125B
| $605K | 0.05% |
5,898
+51
| +0.9% | +$4.87K |
|
308
Mercantile Bank Corp
MBWM
$1.05B
| $598K | 0.05% |
17,066
-620
| -4% | -$21.6K |
|
309
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
| $585K | 0.05% |
6,298
+1,151
| +22% | +$104K |
|
310
CSX Corp
CSX
$93.1B
| $584K | 0.05% |
15,520
-109
| -0.7% | -$3.84K |
|
311
GSK
GSK
$106B
| $581K | 0.05% |
10,540
-538
| -5% | -$28K |
|
312
Exelixis
EXEL
$13.4B
| $580K | 0.05% |
31,731
| – | – |
|
313
Vanguard Total International Stock ETF
VXUS
$163B
| $577K | 0.05% |
9,078
+2,027
| +29% | +$130K |
|
314
iShares Russell Top 200 Growth ETF
IWY
$16.6B
| $573K | 0.05% |
3,305
+660
| +25% | +$110K |
|
315
Boeing
BA
$185B
| $569K | 0.05% |
2,824
+7
| +0.2% | +$1.48K |
|
316
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
| $554K | 0.05% |
11,211
+3,425
| +44% | +$169K |
|
317
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
| $553K | 0.05% |
8,752
+652
| +8% | +$40.2K |
|
318
Morgan Stanley
MS
$340B
| $546K | 0.05% |
5,558
+52
| +0.9% | +$5.18K |
|
319
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
| $540K | 0.05% |
5,172
-290
| -5% | -$30.4K |
|
320
Global X US Infrastructure Development ETF
PAVE
$14.4B
| $537K | 0.05% |
18,660
-10,270
| -35% | -$286K |
|
321
Eaton
ETN
$174B
| $533K | 0.05% |
3,085
+1,009
| +49% | +$167K |
|
322
Moderna
MRNA
$23.6B
| $531K | 0.05% |
2,091
+89
| +4% | +$26K |
|
323
Pacer Trendpilot US Bond ETF
PTBD
$86.1M
| $529K | 0.05% |
19,649
-365
| -2% | -$9.83K |
|
|
SPLK
324
DELISTED
Splunk Inc
SPLK
| $529K | 0.05% |
4,569
-873
| -16% | -$122K |
|
325
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
| $527K | 0.05% |
4,308
+1,650
| +62% | +$197K |
|
Similar funds
PAIM
CC
VCM
ESBC
SFI
DF
WJA
OMC
Regal Investment Advisors's Q4 2021 Portfolio in Review
As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.
- Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
- Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
- Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
- Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
- Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
- Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
- Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.
Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.