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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
301
TD Synnex
SNX
$20.2B
$636K 0.06%
6,111
+10
+0.2% +$1.2K
CNXC icon
302
Concentrix
CNXC
$1.57B
$628K 0.06%
3,547
-86
-2% -$14.3K
FEX icon
303
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$623K 0.06%
7,304
+2,006
+38% +$176K
BA icon
304
Boeing
BA
$185B
$620K 0.06%
2,817
-149
-5% -$33.2K
GBIL icon
305
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$616K 0.06%
6,155
-320
-5% -$32K
EWX icon
306
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$606K 0.06%
10,331
+555
+6% +$33.3K
IVE icon
307
iShares S&P 500 Value ETF
IVE
$49.8B
$605K 0.06%
4,162
-56
-1% -$8.35K
FCX icon
308
Freeport-McMoran
FCX
$97.5B
$595K 0.06%
18,299
+992
+6% +$34.9K
ACN icon
309
Accenture
ACN
$108B
$591K 0.06%
1,846
+202
+12% +$65.7K
PANW icon
310
Palo Alto Networks
PANW
$297B
$589K 0.06%
7,380
+2,916
+65% +$205K
TWLO icon
311
Twilio
TWLO
$36.6B
$584K 0.06%
1,832
-10
-0.5% -$3.64K
FTCH
312
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$581K 0.06%
15,506
+1,354
+10% +$60K
XLI icon
313
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$577K 0.06%
5,893
+98
+2% +$10.1K
CLF icon
314
Cleveland-Cliffs
CLF
$6.99B
$576K 0.06%
29,073
+2,075
+8% +$47.3K
HYDB icon
315
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$576K 0.06%
11,144
+637
+6% +$33K
IYH icon
316
iShares US Healthcare ETF
IYH
$3.71B
$574K 0.06%
10,410
+5
+0% +$286
QLD icon
317
ProShares Ultra QQQ
QLD
$14.1B
$572K 0.06%
15,728
-16
-0.1% -$619
MBWM icon
318
Mercantile Bank Corp
MBWM
$1.05B
$566K 0.05%
17,686
-964
-5% -$29.9K
LLY icon
319
Eli Lilly
LLY
$1.06T
$551K 0.05%
2,383
+37
+2% +$9.13K
IJS icon
320
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$550K 0.05%
5,462
-68
-1% -$6.87K
PTBD icon
321
Pacer Trendpilot US Bond ETF
PTBD
$86.1M
$543K 0.05%
20,014
+290
+1% +$8.02K
MS icon
322
Morgan Stanley
MS
$340B
$536K 0.05%
5,506
– –
ESML icon
323
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$535K 0.05%
13,712
+2,862
+26% +$113K
GSK icon
324
GSK
GSK
$106B
$529K 0.05%
11,078
+1,170
+12% +$58.8K
PGR icon
325
Progressive
PGR
$125B
$529K 0.05%
5,847
+97
+2% +$9.24K
11 12
13
14 15

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.