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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CSX icon
301
CSX Corp
CSX
$93.2B
$440K 0.05%
+14,553
New +$418K
GE icon
302
GE Aerospace
GE
$383B
$438K 0.05%
+8,141
New +$365K
VXUS icon
303
Vanguard Total International Stock ETF
VXUS
$162B
$435K 0.05%
+7,228
New +$407K
EFA icon
304
iShares MSCI EAFE ETF
EFA
$80B
$434K 0.05%
+5,954
New +$407K
FXL icon
305
First Trust Technology AlphaDEX Fund
FXL
$2.8B
$432K 0.05%
+3,868
New +$391K
FDL icon
306
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.8B
$427K 0.05%
+14,426
New +$408K
EMXC icon
307
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
$426K 0.05%
+7,498
New +$384K
EMLP icon
308
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$425K 0.05%
+20,276
New +$421K
FHLC icon
309
Fidelity MSCI Health Care Index ETF
FHLC
$3.4B
$422K 0.05%
+7,302
New +$403K
MS icon
310
Morgan Stanley
MS
$340B
$418K 0.05%
+6,101
New +$350K
AVGO icon
311
Broadcom
AVGO
$2.05T
$415K 0.05%
+9,490
New +$370K
FRT icon
312
Federal Realty Investment Trust
FRT
$10.2B
$415K 0.05%
+4,870
New +$405K
NUV icon
313
Nuveen Municipal Value Fund
NUV
$1.91B
$413K 0.05%
+37,228
New +$407K
VEU icon
314
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$413K 0.05%
+7,072
New +$385K
DAL icon
315
Delta Air Lines
DAL
$59.3B
$412K 0.05%
+10,244
New +$373K
SSO icon
316
ProShares Ultra S&P500
SSO
$8.43B
$401K 0.05%
+17,552
New +$361K
FTXR icon
317
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
$393K 0.04%
+14,015
New +$366K
PTBD icon
318
Pacer Trendpilot US Bond ETF
PTBD
$86.2M
$391K 0.04%
+14,187
New +$383K
FEX icon
319
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$389K 0.04%
+5,296
New +$365K
CLF icon
320
Cleveland-Cliffs
CLF
$7.15B
$386K 0.04%
+26,542
New +$269K
CL icon
321
Colgate-Palmolive
CL
$73.9B
$383K 0.04%
+4,481
New +$371K
WWD icon
322
Woodward
WWD
$21.4B
$378K 0.04%
+3,109
New +$315K
NVTA
323
DELISTED
Invitae Corporation
NVTA
$375K 0.04%
+8,964
New +$428K
DDM icon
324
ProShares Ultra Dow30
DDM
$548M
$372K 0.04%
+13,166
New +$338K
ENPH icon
325
Enphase Energy
ENPH
$5.43B
$371K 0.04%
+2,116
New +$268K

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.