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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
301
Universal Display
OLED
$4.19B
$225K 0.04%
+1,093
New +$207K
RSPF icon
302
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$310M
$221K 0.04%
4,725
– –
GREK
303
Global X MSCI Greece ETF
GREK
$316M
$218K 0.04%
7,164
+125
+2% +$3.64K
AMRN
304
CALL
Amarin Corp
AMRN
$303M
$214K 0.04%
+500
New +$190K
BTI icon
305
British American Tobacco
BTI
$128B
$213K 0.04%
+5,014
New +$189K
EWT icon
306
iShares MSCI Taiwan ETF
EWT
$10.7B
$213K 0.04%
+5,182
New +$204K
PAC icon
307
Grupo Aeroportuario del Pacifico
PAC
$13.3B
$213K 0.04%
+1,797
New +$191K
INFO
308
DELISTED
IHS Markit Ltd. Common Shares
INFO
$213K 0.04%
+2,823
New +$201K
KBWY icon
309
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$211K 0.04%
+6,753
New +$209K
TAK icon
310
Takeda Pharmaceutical
TAK
$55.7B
$211K 0.04%
10,683
+108
+1% +$2.07K
VOO icon
311
Vanguard S&P 500 ETF
VOO
$1.01T
$211K 0.04%
+714
New +$202K
X
312
DELISTED
US Steel
X
$210K 0.04%
18,417
-400
-2% -$4.96K
MAIN icon
313
Main Street Capital
MAIN
$5.48B
$209K 0.04%
4,851
-951
-16% -$40.7K
FAF icon
314
First American
FAF
$7.58B
$208K 0.04%
3,568
-8
-0.2% -$489
PNC icon
315
CALL
PNC Financial Services
PNC
$101B
$208K 0.04%
1,300
-700
-35% -$105K
CAJ
316
DELISTED
Canon, Inc.
CAJ
$208K 0.04%
+7,623
New +$209K
VV icon
317
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$206K 0.04%
+1,391
New +$197K
ABB
318
DELISTED
ABB Ltd
ABB
$206K 0.04%
+8,572
New +$184K
NXQ
319
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$205K 0.04%
+13,431
New +$200K
ALLE icon
320
Allegion
ALLE
$14.4B
$202K 0.04%
+1,621
New +$187K
MVV icon
321
ProShares Ultra MidCap400
MVV
$163M
$202K 0.04%
+4,481
New +$188K
D icon
322
Dominion Energy
D
$59.3B
$201K 0.04%
+2,431
New +$199K
EWI icon
323
iShares MSCI Italy ETF
EWI
$1.07B
$201K 0.04%
+6,815
New +$196K
MT icon
324
ArcelorMittal
MT
$55.3B
$201K 0.04%
11,478
– –
MS icon
325
Morgan Stanley
MS
$340B
$200K 0.04%
+3,908
New +$185K
11 12
13
14 15

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.