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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MT icon
301
ArcelorMittal
MT
$55.3B
$163K 0.03%
11,478
– –
PGAL
302
DELISTED
Global X MSCI Portugal ETF
PGAL
$162K 0.03%
16,032
+410
+3% +$4.17K
ACB
303
Aurora Cannabis
ACB
$185M
$145K 0.03%
276
-97
-26% -$71.9K
TSI
304
TCW Strategic Income Fund
TSI
$213M
$141K 0.03%
24,860
– –
NUV icon
305
Nuveen Municipal Value Fund
NUV
$1.91B
$136K 0.03%
+12,970
New +$134K
PSEC icon
306
Prospect Capital
PSEC
$1.17B
$136K 0.03%
20,658
-4,253
-17% -$28K
TV icon
307
Televisa
TV
$1.49B
$134K 0.03%
13,664
+53
+0.4% +$479
SIRI icon
308
SiriusXM
SIRI
$10.1B
$129K 0.03%
2,057
+1
+0% +$61
NLY icon
309
Annaly Capital Management
NLY
$17.4B
$126K 0.02%
+3,572
New +$129K
EXTR icon
310
Extreme Networks
EXTR
$3.15B
$123K 0.02%
16,940
– –
PSLV icon
311
Sprott Physical Silver Trust
PSLV
$13.2B
$119K 0.02%
+19,000
New +$119K
FXN icon
312
First Trust Energy AlphaDEX Fund
FXN
$368M
$107K 0.02%
10,867
-1,500
-12% -$15.3K
BALL icon
313
Ball Corp
BALL
$16.8B
$105K 0.02%
+1,448
New +$108K
TSLA icon
314
Tesla
TSLA
$1.3T
$94K 0.02%
+5,880
New +$92.1K
AKS
315
DELISTED
AK Steel Holding Corp
AKS
$64K 0.01%
28,350
-1,210
-4% -$2.9K
FIT
316
DELISTED
Fitbit, Inc. Class A common stock
FIT
$57K 0.01%
15,000
– –
FSI icon
317
Flexible Solutions
FSI
$64.1M
$27K 0.01%
+11,260
New +$34.7K
FGP
318
DELISTED
Ferrellgas Partners, L.P.
FGP
$18K ﹤0.01%
17,000
-10,500
-38% -$8.95K
AMG icon
319
Affiliated Managers Group
AMG
$9.76B
– –
-15,187
Closed -$1.4M
AZO icon
320
AutoZone
AZO
$51.1B
– –
-2,301
Closed -$2.53M
BJUL icon
321
Innovator US Equity Buffer ETF July
BJUL
$353M
– –
-9,514
Closed -$245K
BNY
322
Bank of New York Mellon
BNY
$107B
– –
-36,795
Closed -$1.63M
CP icon
323
Canadian Pacific Kansas City
CP
$80.5B
– –
-6,670
Closed -$314K
DLTR icon
324
Dollar Tree
DLTR
$25.2B
– –
-2,025
Closed -$217K
FBT icon
325
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
– –
-1,536
Closed -$216K
10 11 12
13
14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.