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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
301
DELISTED
Raytheon Company
RTN
$211K 0.05%
1,378
-832
-38% -$149K
NFLX icon
302
Netflix
NFLX
$309B
$210K 0.05%
7,830
+2,410
+44% +$72.1K
SBUX icon
303
Starbucks
SBUX
$120B
$210K 0.05%
+3,262
New +$204K
VTR icon
304
Ventas
VTR
$47.9B
$210K 0.05%
+3,590
New +$212K
TWTR
305
DELISTED
Twitter, Inc.
TWTR
$210K 0.05%
+7,321
New +$230K
CRON
306
Cronos Group
CRON
$1.14B
$202K 0.04%
19,403
+6,822
+54% +$65.7K
GM icon
307
General Motors
GM
$76.8B
$202K 0.04%
+6,044
New +$209K
IYF icon
308
iShares US Financials ETF
IYF
$4.61B
$202K 0.04%
3,792
-964
-20% -$55.2K
KT icon
309
KT
KT
$8.81B
$195K 0.04%
13,722
-1,742
-11% -$25.2K
ABB
310
DELISTED
ABB Ltd
ABB
$195K 0.04%
+10,254
New +$208K
NLY icon
311
Annaly Capital Management
NLY
$17.4B
$188K 0.04%
4,798
+1,659
+53% +$66.3K
WBK
312
DELISTED
Westpac Banking Corporation
WBK
$177K 0.04%
+10,125
New +$188K
ETW
313
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$171K 0.04%
+17,975
New +$192K
PSEC icon
314
Prospect Capital
PSEC
$1.17B
$170K 0.04%
27,003
-5,955
-18% -$40.2K
NEA icon
315
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$163K 0.04%
13,259
-2,221
-14% -$27.2K
AMLP icon
316
Alerian MLP ETF
AMLP
$12.8B
$162K 0.04%
3,703
+510
+16% +$25K
EC icon
317
Ecopetrol
EC
$34.5B
$159K 0.03%
10,034
-1,322
-12% -$28.4K
VBK icon
318
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$158K 0.03%
+1,048
New +$173K
TV icon
319
Televisa
TV
$1.49B
$157K 0.03%
+12,505
New +$183K
MBTF
320
DELISTED
MBT Financial Corporation
MBTF
$155K 0.03%
16,714
+298
+2% +$3.27K
VGSH icon
321
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$151K 0.03%
+2,512
New +$150K
ACN icon
322
Accenture
ACN
$108B
$149K 0.03%
+1,057
New +$167K
EYPT icon
323
EyePoint Inc
EYPT
$1.2B
$132K 0.03%
6,995
+1,500
+27% +$36.3K
SIRI icon
324
SiriusXM
SIRI
$10.1B
$112K 0.02%
1,968
+1
+0.1% +$61
EXTR icon
325
Extreme Networks
EXTR
$3.15B
$103K 0.02%
16,940
– –
11 12
13
14 15

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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.