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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPL icon
301
LG Display
LPL
$3.3B
$192K 0.04%
22,096
+7,213
+48% +$66.5K
HBAN icon
302
Huntington Bancshares
HBAN
$35.5B
$186K 0.04%
12,490
-10,771
-46% -$168K
HBM icon
303
Hudbay
HBM
$12.3B
$186K 0.04%
36,930
+12,181
+49% +$60.3K
MBTF
304
DELISTED
MBT Financial Corporation
MBTF
$186K 0.04%
+16,416
New +$184K
AMLP icon
305
Alerian MLP ETF
AMLP
$12.8B
$171K 0.04%
3,193
+349
+12% +$18.8K
FSK icon
306
FS KKR Capital
FSK
$3.44B
$170K 0.04%
+6,017
New +$184K
CZZ
307
DELISTED
Cosan Limited
CZZ
$166K 0.03%
24,634
+8,158
+50% +$60.2K
CRON
308
Cronos Group
CRON
$1.14B
$140K 0.03%
+12,581
New +$107K
CLF icon
309
Cleveland-Cliffs
CLF
$6.99B
$135K 0.03%
10,700
– –
NLY icon
310
Annaly Capital Management
NLY
$17.4B
$128K 0.03%
+3,139
New +$132K
SIRI icon
311
SiriusXM
SIRI
$10.1B
$124K 0.03%
1,967
+1
+0.1% +$70
KTF
312
DWS Municipal Income Trust
KTF
$352M
$111K 0.02%
+10,621
New +$115K
AKS
313
DELISTED
AK Steel Holding Corp
AKS
$110K 0.02%
22,360
+7,610
+52% +$34.8K
AEG icon
314
Aegon
AEG
$14.1B
$101K 0.02%
+18,286
New +$95.1K
EXTR icon
315
Extreme Networks
EXTR
$3.15B
$93K 0.02%
+16,940
New +$120K
FIT
316
DELISTED
Fitbit, Inc. Class A common stock
FIT
$80K 0.02%
+15,000
New +$89.7K
NMM icon
317
Navios Maritime Partners
NMM
$2.26B
– –
0
– –
SDR
318
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
0
– –
ALR
319
DELISTED
AlerisLife Inc
ALR
$19K ﹤0.01%
+2,215
New +$25.2K
ABEV icon
320
Ambev
ABEV
$46.4B
– –
-25,246
Closed -$117K
ADI icon
321
Analog Devices
ADI
$190B
– –
-19,007
Closed -$1.82M
AXP icon
322
American Express
AXP
$230B
– –
-18,302
Closed -$1.79M
CMP icon
323
Compass Minerals
CMP
$1.15B
– –
-22,682
Closed -$1.49M
DBC icon
324
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-17,501
Closed -$309K
EMLP icon
325
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
– –
-14,350
Closed -$333K
10 11 12
13
14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.