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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORE
301
DELISTED
Monogram Residential Trust, Inc.
MORE
$103K 0.03%
+11,110
New +$103K
SIAL
302
DELISTED
SIGMA - ALDRICH CORP
SIAL
$103K 0.03%
752
+104
+16% +$14.1K
BDX icon
303
Becton Dickinson
BDX
$48.7B
$102K 0.03%
753
+162
+27% +$20.7K
BWX icon
304
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$102K 0.03%
3,682
-2,120
-37% -$60.2K
BCR
305
DELISTED
CR Bard Inc.
BCR
$102K 0.03%
610
+162
+36% +$26.2K
EPI icon
306
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$101K 0.03%
+4,596
New +$103K
RMD icon
307
ResMed
RMD
$30.7B
$101K 0.03%
1,800
– –
VFC icon
308
VF Corp
VFC
$5.89B
$101K 0.03%
1,428
+334
+31% +$22.1K
EMB icon
309
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$100K 0.03%
907
– –
TROW icon
310
T. Rowe Price
TROW
$24.3B
$100K 0.03%
1,162
+333
+40% +$27.1K
SWK icon
311
Stanley Black & Decker
SWK
$15.7B
$99K 0.03%
1,030
-1,497
-59% -$138K
GWW icon
312
W.W. Grainger
GWW
$60.2B
$98K 0.03%
386
+116
+43% +$28.6K
MHFI
313
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$98K 0.03%
1,105
+313
+40% +$27.5K
B
314
Barrick Mining
B
$73.2B
$97K 0.03%
9,003
+3,093
+52% +$38.1K
CAH icon
315
Cardinal Health
CAH
$55.4B
$96K 0.03%
1,185
+287
+32% +$22.7K
CL icon
316
Colgate-Palmolive
CL
$74.4B
$96K 0.03%
1,386
+279
+25% +$18.8K
BEN icon
317
Franklin Resources
BEN
$17.2B
$95K 0.03%
1,717
+522
+44% +$28.8K
MINC
318
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$95K 0.03%
1,938
+273
+16% +$13.5K
ILCB icon
319
iShares Morningstar US Equity ETF
ILCB
$1.32B
$93K 0.02%
3,000
-1,040
-26% -$31.2K
IYF icon
320
iShares US Financials ETF
IYF
$4.61B
$93K 0.02%
2,062
+140
+7% +$6.09K
NEM icon
321
Newmont
NEM
$119B
$93K 0.02%
4,933
-1,884
-28% -$37.9K
FTSL icon
322
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$92K 0.02%
1,902
-199
-9% -$9.72K
HRL icon
323
Hormel Foods
HRL
$13.8B
$92K 0.02%
3,532
+844
+31% +$22.3K
WM icon
324
Waste Management
WM
$91B
$92K 0.02%
1,800
– –
BCE icon
325
BCE
BCE
$21.2B
$90K 0.02%
1,973
+144
+8% +$6.47K
11 12
13
14 15

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.