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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBHT icon
301
JB Hunt Transport Services
JBHT
$25.1B
$84K 0.03%
1,138
-10
-0.9% -$758
LNG icon
302
Cheniere Energy
LNG
$55.7B
$84K 0.03%
1,165
– –
LUV icon
303
Southwest Airlines
LUV
$23B
$84K 0.03%
3,137
-84,363
-96% -$2.13M
TECK icon
304
Teck Resources
TECK
$32.4B
$84K 0.03%
3,668
+1,740
+90% +$39K
XLP icon
305
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$83K 0.03%
1,867
-321
-15% -$14.2K
PDCO
306
DELISTED
Patterson Companies, Inc.
PDCO
$83K 0.03%
2,095
– –
IWO icon
307
iShares Russell 2000 Growth ETF
IWO
$14.8B
$82K 0.03%
593
-88
-13% -$11.6K
UUP icon
308
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$82K 0.03%
3,872
+2,872
+287% +$61.5K
PIV
309
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$82K 0.03%
3,832
– –
ITOT icon
310
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$81K 0.03%
1,802
+480
+36% +$20.9K
CMI icon
311
Cummins
CMI
$88.7B
$80K 0.03%
521
-13,035
-96% -$1.97M
HYS icon
312
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$80K 0.03%
744
-97
-12% -$10.4K
IYF icon
313
iShares US Financials ETF
IYF
$4.61B
$80K 0.03%
1,922
-604
-24% -$24.5K
META icon
314
Meta Platforms (Facebook)
META
$1.5T
$79K 0.03%
1,180
+200
+20% +$12.3K
CSM icon
315
ProShares Large Cap Core Plus
CSM
$531M
$78K 0.03%
3,264
– –
DISH
316
DELISTED
DISH Network Corp.
DISH
$77K 0.03%
1,180
– –
ROC
317
DELISTED
ROCKWOOD HLDGS INC
ROC
$76K 0.03%
1,000
– –
XPH icon
318
State Street SPDR S&P Pharmaceuticals ETF
XPH
$506M
$75K 0.03%
1,440
– –
ESV
319
DELISTED
Ensco Rowan plc
ESV
$75K 0.03%
+338
New +$70K
SYNA icon
320
Synaptics
SYNA
$3.99B
$74K 0.03%
811
-28,110
-97% -$1.9M
BIIB icon
321
Biogen
BIIB
$30.5B
$73K 0.03%
230
-5,469
-96% -$1.65M
PAYX icon
322
Paychex
PAYX
$42.7B
$73K 0.03%
1,767
– –
PSEC icon
323
Prospect Capital
PSEC
$1.11B
$73K 0.03%
6,888
– –
UTHR icon
324
United Therapeutics
UTHR
$22.6B
$73K 0.03%
821
-21,415
-96% -$2.06M
TRP icon
325
TC Energy
TRP
$66.6B
$72K 0.03%
+1,516
New +$70.8K
11 12
13
14 15

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.