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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VQT
301
DELISTED
iPath S&P VEQTOR ETN
VQT
$46K 0.03%
+314
New +$44.8K
ASR icon
302
Grupo Aeroportuario del Sureste
ASR
$8.3B
$45K 0.03%
360
-695
-66% -$85.7K
IYE icon
303
iShares US Energy ETF
IYE
$1.71B
$45K 0.03%
897
-22,736
-96% -$1.11M
ANSS
304
DELISTED
Ansys
ANSS
$44K 0.03%
+500
New +$42.9K
COST icon
305
Costco
COST
$420B
$44K 0.03%
366
-1
-0.3% -$120
RWX icon
306
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$44K 0.03%
1,075
+881
+454% +$37.1K
TBT icon
307
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$44K 0.03%
+556
New +$42.5K
WPM icon
308
Wheaton Precious Metals
WPM
$60.9B
$44K 0.03%
2,203
+721
+49% +$15.7K
HAL icon
309
Halliburton
HAL
$26.6B
$43K 0.02%
850
-247
-23% -$12.8K
IGR
310
CBRE Global Real Estate Income Fund
IGR
$713M
$43K 0.02%
+5,428
New +$43.7K
SLV icon
311
iShares Silver Trust
SLV
$30.7B
$43K 0.02%
2,316
+1,021
+79% +$20.5K
VALE icon
312
Vale
VALE
$62.6B
$43K 0.02%
2,794
+34
+1% +$529
IYJ icon
313
iShares US Industrials ETF
IYJ
$2.02B
$42K 0.02%
820
-14,034
-94% -$670K
VAW icon
314
Vanguard Materials ETF
VAW
$3.13B
$42K 0.02%
405
-3
-0.7% -$298
WX
315
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$42K 0.02%
1,091
+172
+19% +$5.43K
CIG icon
316
CEMIG Preferred Shares
CIG
$6.01B
$41K 0.02%
17,726
+2,873
+19% +$9.52K
B
317
Barrick Mining
B
$73.2B
$41K 0.02%
2,335
-519
-18% -$9.15K
HYT icon
318
BlackRock Corporate High Yield Fund
HYT
$1.37B
$41K 0.02%
3,353
+3,026
+925% +$36K
OVV icon
319
Ovintiv
OVV
$16.4B
$41K 0.02%
453
-80
-15% -$7.29K
PBT
320
Permian Basin Royalty Trust
PBT
$1.49B
$41K 0.02%
3,150
– –
PEG icon
321
Public Service Enterprise Group
PEG
$37.7B
$41K 0.02%
1,288
+288
+29% +$9.53K
RCI icon
322
Rogers Communications
RCI
$18.6B
$41K 0.02%
901
+199
+28% +$8.86K
CAG icon
323
Conagra Brands
CAG
$7.23B
$40K 0.02%
1,530
+646
+73% +$16.1K
DTE icon
324
DTE Energy
DTE
$29.1B
$40K 0.02%
704
-1,829
-72% -$105K
SWK icon
325
Stanley Black & Decker
SWK
$15.7B
$40K 0.02%
500
+442
+762% +$36.2K
11 12
13
14 15

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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.