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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWH icon
301
iShares MSCI Hong Kong ETF
EWH
$1.22B
$49K 0.03%
2,437
– –
NVDA icon
302
NVIDIA
NVDA
$5.42T
$49K 0.03%
125,920
+200
+0.2% +$74
PSX icon
303
Phillips 66
PSX
$81.4B
$49K 0.03%
848
-68
-7% -$3.94K
WM icon
304
Waste Management
WM
$91B
$49K 0.03%
1,200
+1,000
+500% +$41.7K
XPH icon
305
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$49K 0.03%
1,276
– –
V icon
306
Visa
V
$677B
$48K 0.03%
1,000
– –
XLU icon
307
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$48K 0.03%
2,572
-492
-16% -$9.37K
BHK icon
308
BlackRock Core Bond Trust
BHK
$667M
$47K 0.03%
3,625
– –
EVV
309
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$47K 0.03%
3,020
+20
+0.7% +$303
CSX icon
310
CSX Corp
CSX
$93.1B
$46K 0.03%
5,370
– –
EFR
311
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$46K 0.03%
3,003
– –
EWT icon
312
iShares MSCI Taiwan ETF
EWT
$10.7B
$46K 0.03%
1,659
– –
OVV icon
313
Ovintiv
OVV
$16.4B
$46K 0.03%
533
+296
+125% +$25.8K
GOOG icon
314
Alphabet (Google) Class C
GOOG
$4.32T
$45K 0.03%
2,048
+402
+24% +$8.88K
LLY icon
315
Eli Lilly
LLY
$1.06T
$45K 0.03%
898
-83
-8% -$4.34K
PBT
316
Permian Basin Royalty Trust
PBT
$1.49B
$45K 0.03%
3,150
-750
-19% -$10.2K
CLGX
317
DELISTED
Corelogic, Inc.
CLGX
$45K 0.03%
1,673
– –
BCE icon
318
BCE
BCE
$21.2B
$44K 0.03%
1,022
-33
-3% -$1.37K
MOO icon
319
VanEck Agribusiness ETF
MOO
$969M
$44K 0.03%
856
+91
+12% +$4.66K
FSD
320
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$44K 0.03%
2,511
– –
AG icon
321
First Majestic Silver
AG
$9.07B
$43K 0.03%
3,636
+3,196
+726% +$41.8K
BHP icon
322
BHP
BHP
$230B
$43K 0.03%
772
+1
+0.1% +$54
BPT
323
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$43K 0.03%
497
-479
-49% -$42.2K
VALE icon
324
Vale
VALE
$62.6B
$43K 0.03%
2,760
+2,660
+2,660% +$39.4K
COST icon
325
Costco
COST
$420B
$42K 0.02%
367
– –
11 12
13
14 15

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.