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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBS icon
276
HubSpot
HUBS
$10.3B
$811K 0.06%
1,295
-9
-0.7% -$5.41K
AMJ
277
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$807K 0.06%
28,331
-23,544
-45% -$633K
QQQE icon
278
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$805K 0.06%
9,021
+34
+0.4% +$2.95K
DIA icon
279
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$799K 0.05%
2,010
+103
+5% +$39.7K
BALT icon
280
Innovator Defined Wealth Shield ETF
BALT
$2.8B
$797K 0.05%
+27,231
New +$787K
CYBR
281
DELISTED
CyberArk
CYBR
$795K 0.05%
2,993
-1,062
-26% -$263K
IHDG icon
282
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$791K 0.05%
17,217
-1,485
-8% -$64.9K
GDX icon
283
VanEck Gold Miners ETF
GDX
$26.8B
$786K 0.05%
24,873
-1,691
-6% -$48K
HYG icon
284
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$782K 0.05%
10,061
+551
+6% +$42.6K
AMT icon
285
American Tower
AMT
$79.1B
$775K 0.05%
3,922
+275
+8% +$54.8K
VNLA icon
286
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$765K 0.05%
+15,772
New +$763K
VOOV icon
287
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$755K 0.05%
4,182
+63
+2% +$10.8K
SBUX icon
288
Starbucks
SBUX
$119B
$754K 0.05%
8,254
+839
+11% +$78K
STLD icon
289
Steel Dynamics
STLD
$38.2B
$745K 0.05%
5,023
-22
-0.4% -$2.77K
GCOR icon
290
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$806M
$744K 0.05%
18,082
-5,783
-24% -$238K
IFRA icon
291
iShares US Infrastructure ETF
IFRA
$4.58B
$741K 0.05%
17,101
-6,105
-26% -$245K
VPC icon
292
Virtus Private Credit Strategy ETF
VPC
$31.3M
$731K 0.05%
+32,491
New +$725K
DOW icon
293
Dow Inc
DOW
$21.6B
$730K 0.05%
12,606
-107
-0.8% -$5.91K
VCSH icon
294
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$724K 0.05%
9,364
-4,065
-30% -$314K
SCHM icon
295
Schwab US Mid-Cap ETF
SCHM
$15.1B
$720K 0.05%
26,514
+7,902
+42% +$202K
PANW icon
296
Palo Alto Networks
PANW
$309B
$712K 0.05%
5,012
+396
+9% +$62.5K
NKE icon
297
Nike
NKE
$61.1B
$709K 0.05%
7,541
+261
+4% +$26.6K
CL icon
298
Colgate-Palmolive
CL
$73.7B
$694K 0.05%
7,705
+131
+2% +$11.1K
APRT icon
299
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$46.6M
$684K 0.05%
+19,632
New +$673K
ADBE icon
300
Adobe
ADBE
$106B
$680K 0.05%
1,347
+154
+13% +$88.3K
10 11
12
13 14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.