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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQE icon
276
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$554K 0.05%
7,410
-9,835
-57% -$762K
IYR icon
277
iShares US Real Estate ETF
IYR
$4.52B
$551K 0.05%
7,055
-155
-2% -$13.2K
DFS
278
DELISTED
Discover Financial Services
DFS
$548K 0.05%
6,329
+44
+0.7% +$4.37K
BNDX icon
279
Vanguard Total International Bond ETF
BNDX
$82.9B
$542K 0.05%
11,328
-310
-3% -$15K
STLD icon
280
Steel Dynamics
STLD
$38.2B
$541K 0.05%
5,045
+492
+11% +$51.2K
CEG icon
281
Constellation Energy
CEG
$95.3B
$531K 0.04%
4,864
-234
-5% -$24.1K
CL icon
282
Colgate-Palmolive
CL
$73.9B
$530K 0.04%
7,453
-41
-0.5% -$3.07K
FFEB icon
283
FT Vest US Equity Buffer ETF February
FFEB
$1.42B
$524K 0.04%
13,455
-2,460
-15% -$98.3K
IGSB icon
284
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$523K 0.04%
10,486
+11
+0.1% +$550
BUFR icon
285
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$519K 0.04%
21,185
+6,669
+46% +$168K
SGOV icon
286
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$519K 0.04%
5,152
+30
+0.6% +$3.01K
RTX icon
287
RTX Corp
RTX
$304B
$517K 0.04%
7,189
+252
+4% +$21.6K
NU icon
288
Nu Holdings
NU
$67.1B
$514K 0.04%
70,957
+19,250
+37% +$144K
SLQD icon
289
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$508K 0.04%
10,585
-142
-1% -$6.83K
GBIL icon
290
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$508K 0.04%
5,072
-525
-9% -$52.4K
FVD icon
291
First Trust Value Line Dividend Fund
FVD
$8.35B
$507K 0.04%
13,551
-958
-7% -$37.9K
FDL icon
292
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.81B
$505K 0.04%
15,101
-441
-3% -$15.3K
TROW icon
293
T. Rowe Price
TROW
$24.3B
$503K 0.04%
4,799
+288
+6% +$32.4K
EXAS
294
DELISTED
Exact Sciences
EXAS
$499K 0.04%
7,318
+14
+0.2% +$1.19K
FMB icon
295
First Trust Managed Municipal ETF
FMB
$2.06B
$499K 0.04%
10,205
-99
-1% -$4.97K
LVHI icon
296
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.58B
$498K 0.04%
18,262
-97
-0.5% -$2.65K
ALNY icon
297
Alnylam Pharmaceuticals
ALNY
$29.6B
$496K 0.04%
2,803
+8
+0.3% +$1.53K
AZO icon
298
AutoZone
AZO
$50.1B
$488K 0.04%
192
+89
+86% +$223K
VUSB icon
299
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$485K 0.04%
9,864
+1
+0% +$49
VXUS icon
300
Vanguard Total International Stock ETF
VXUS
$162B
$472K 0.04%
8,823
-733
-8% -$40.9K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.