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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
276
Newmont
NEM
$119B
$494K 0.05%
10,470
+160
+2% +$7.14K
BOIL icon
277
ProShares Ultra Bloomberg Natural Gas
BOIL
$392M
$492K 0.05%
+138
New +$1.08M
DIA icon
278
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$491K 0.05%
1,481
+54
+4% +$17.6K
RSPG icon
279
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$560M
$490K 0.05%
6,746
-216
-3% -$15.8K
IYE icon
280
iShares US Energy ETF
IYE
$1.7B
$488K 0.05%
10,492
-1,401
-12% -$65.5K
SLQD icon
281
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$486K 0.05%
+10,147
New +$483K
VXUS icon
282
Vanguard Total International Stock ETF
VXUS
$163B
$484K 0.05%
9,357
+109
+1% +$5.46K
BATRA icon
283
Atlanta Braves Holdings Series A
BATRA
$3.43B
$481K 0.05%
14,721
+2,856
+24% +$90.4K
QQQ icon
284
CALL
Invesco QQQ Trust
QQQ
$481B
$479K 0.05%
+1,800
New +$498K
CNXC icon
285
Concentrix
CNXC
$1.57B
$476K 0.05%
3,577
+8
+0.2% +$972
EXEL icon
286
Exelixis
EXEL
$13.4B
$476K 0.05%
29,680
+44
+0.1% +$718
FHLC icon
287
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$467K 0.05%
7,301
+551
+8% +$34.5K
ICVT icon
288
iShares Convertible Bond ETF
ICVT
$7.46B
$467K 0.05%
6,723
-396
-6% -$27.9K
MS icon
289
Morgan Stanley
MS
$340B
$464K 0.05%
5,460
-108
-2% -$9.21K
MRNA icon
290
Moderna
MRNA
$23.6B
$463K 0.04%
2,580
-97
-4% -$15.9K
HYD icon
291
VanEck High Yield Muni ETF
HYD
$4.4B
$461K 0.04%
9,128
-1,306
-13% -$66K
GS icon
292
Goldman Sachs
GS
$303B
$460K 0.04%
1,340
+206
+18% +$71.7K
NTNX icon
293
Nutanix
NTNX
$16.9B
$460K 0.04%
17,651
-7,163
-29% -$196K
JSMD icon
294
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
$451K 0.04%
8,666
-371
-4% -$19.5K
SCHZ icon
295
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$450K 0.04%
19,730
-1,840
-9% -$41.9K
CLF icon
296
Cleveland-Cliffs
CLF
$6.99B
$449K 0.04%
27,851
-75
-0.3% -$1.13K
VUSB icon
297
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$442K 0.04%
+9,017
New +$441K
BND icon
298
Vanguard Total Bond Market
BND
$161B
$442K 0.04%
6,148
-1,351
-18% -$96.8K
META icon
299
Meta Platforms (Facebook)
META
$1.51T
$437K 0.04%
3,635
-85
-2% -$9.98K
WBA
300
DELISTED
Walgreens Boots Alliance
WBA
$436K 0.04%
11,675
+4,556
+64% +$171K
10 11
12
13 14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.