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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEFA icon
276
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.74B
$468K 0.05%
15,664
+2,940
+23% +$93.7K
SUSA icon
277
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$468K 0.05%
+6,170
New +$525K
IYE icon
278
iShares US Energy ETF
IYE
$1.77B
$467K 0.05%
11,893
-21,100
-64% -$866K
DEO icon
279
Diageo
DEO
$53.6B
$466K 0.05%
2,746
+26
+1% +$4.66K
EFA icon
280
iShares MSCI EAFE ETF
EFA
$79.8B
$465K 0.05%
8,299
+238
+3% +$14.8K
EXEL icon
281
Exelixis
EXEL
$13.1B
$465K 0.05%
29,636
– –
KWEB icon
282
KraneShares CSI China Internet ETF
KWEB
$5.75B
$463K 0.05%
18,775
-7,248
-28% -$208K
DDOG icon
283
Datadog
DDOG
$92.1B
$458K 0.05%
5,154
-1,004
-16% -$101K
CL icon
284
Colgate-Palmolive
CL
$74.2B
$457K 0.05%
6,504
+1,371
+27% +$108K
QUAL icon
285
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$446K 0.05%
4,288
-44,607
-91% -$5.22M
TIPZ icon
286
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$444K 0.05%
+8,337
New +$480K
JSMD icon
287
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$442K 0.05%
9,037
-201
-2% -$10.9K
MS icon
288
Morgan Stanley
MS
$338B
$440K 0.05%
5,568
+15
+0.3% +$1.26K
EW icon
289
Edwards Lifesciences
EW
$53.3B
$434K 0.05%
5,254
-34
-0.6% -$3.27K
NEM icon
290
Newmont
NEM
$123B
$433K 0.05%
10,310
+136
+1% +$6.35K
SHW icon
291
Sherwin-Williams
SHW
$88.2B
$432K 0.05%
2,111
+114
+6% +$27K
BIIB icon
292
Biogen
BIIB
$30.6B
$429K 0.05%
1,607
-18
-1% -$3.82K
ESML icon
293
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$428K 0.05%
13,944
+152
+1% +$5.13K
RSPG icon
294
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$586M
$425K 0.04%
6,962
+232
+3% +$15K
TBT icon
295
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$309M
$423K 0.04%
13,285
– –
VXUS icon
296
Vanguard Total International Stock ETF
VXUS
$162B
$423K 0.04%
9,248
+50
+0.5% +$2.56K
PNC icon
297
PNC Financial Services
PNC
$100B
$420K 0.04%
2,813
-74
-3% -$12K
DIA icon
298
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$410K 0.04%
1,427
-39
-3% -$12.4K
CCI icon
299
Crown Castle
CCI
$31.3B
$408K 0.04%
2,824
+47
+2% +$8.04K
EUSB icon
300
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
$404K 0.04%
9,657
-932
-9% -$40.8K
10 11
12
13 14

Similar funds

PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.