We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
276
Broadcom
AVGO
$2.02T
$638K 0.06%
10,140
+260
+3% +$15.4K
EFA icon
277
iShares MSCI EAFE ETF
EFA
$79.9B
$630K 0.06%
8,561
+66
+0.8% +$4.94K
AZO icon
278
AutoZone
AZO
$50B
$622K 0.06%
304
+85
+39% +$166K
VBK icon
279
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$609K 0.06%
2,452
-10
-0.4% -$2.46K
MBWM icon
280
Mercantile Bank Corp
MBWM
$1.03B
$605K 0.06%
17,091
+25
+0.1% +$934
IYH icon
281
iShares US Healthcare ETF
IYH
$3.76B
$601K 0.06%
10,415
+5
+0% +$279
LRCX icon
282
Lam Research
LRCX
$385B
$601K 0.06%
11,160
-10,830
-49% -$630K
ESML icon
283
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$600K 0.06%
15,768
-1,448
-8% -$54.6K
XLI icon
284
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$600K 0.06%
5,830
-50
-0.9% -$5.08K
CNXC icon
285
Concentrix
CNXC
$1.57B
$592K 0.05%
3,556
+4
+0.1% +$760
PRU icon
286
Prudential Financial
PRU
$41.9B
$583K 0.05%
4,936
+336
+7% +$38.2K
CCI icon
287
Crown Castle
CCI
$31.4B
$579K 0.05%
3,138
+720
+30% +$128K
FTXN icon
288
First Trust Nasdaq Oil & Gas ETF
FTXN
$161M
$576K 0.05%
+21,747
New +$511K
ETR icon
289
Entergy
ETR
$49.3B
$569K 0.05%
9,748
+1,206
+14% +$66K
DHR icon
290
Danaher
DHR
$145B
$563K 0.05%
2,166
-2,446
-53% -$612K
DEO icon
291
Diageo
DEO
$53.6B
$562K 0.05%
2,767
-3,317
-55% -$665K
DMO
292
Western Asset Mortgage Opportunity Fund
DMO
$120M
$561K 0.05%
41,958
+53
+0.1% +$760
EMLP icon
293
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$558K 0.05%
20,153
+17
+0.1% +$440
FUBO icon
294
FuboTV Inc
FUBO
$264M
$555K 0.05%
7,039
+541
+8% +$63.1K
PYPL icon
295
PayPal
PYPL
$50.1B
$552K 0.05%
4,771
+19
+0.4% +$2.53K
IWD icon
296
iShares Russell 1000 Value ETF
IWD
$84.1B
$551K 0.05%
3,320
+456
+16% +$74.9K
GBIL icon
297
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$549K 0.05%
5,490
-808
-13% -$80.8K
VXUS icon
298
Vanguard Total International Stock ETF
VXUS
$162B
$544K 0.05%
9,099
+21
+0.2% +$1.28K
IJS icon
299
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$534K 0.05%
5,211
+39
+0.8% +$3.98K
PECO icon
300
Phillips Edison & Co
PECO
$5.15B
$533K 0.05%
+15,498
New +$509K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.