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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMGF icon
276
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$786K 0.07%
15,374
-481
-3% -$24.7K
NOW icon
277
ServiceNow
NOW
$129B
$786K 0.07%
6,055
-345
-5% -$45.3K
ORCL icon
278
Oracle
ORCL
$423B
$782K 0.07%
8,964
+126
+1% +$11.8K
BGS icon
279
B&G Foods
BGS
$286M
$780K 0.07%
25,392
-220
-0.9% -$6.73K
SSUS icon
280
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
$779K 0.07%
20,921
-781
-4% -$28.2K
FCX icon
281
Freeport-McMoran
FCX
$97.5B
$769K 0.07%
18,427
+128
+0.7% +$4.86K
SBUX icon
282
Starbucks
SBUX
$120B
$769K 0.07%
6,575
-80
-1% -$9.02K
SJNK icon
283
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$768K 0.07%
28,273
+1,456
+5% +$39.6K
IVE icon
284
iShares S&P 500 Value ETF
IVE
$49.8B
$756K 0.07%
4,826
+664
+16% +$101K
BNDX icon
285
Vanguard Total International Bond ETF
BNDX
$83.1B
$749K 0.07%
13,572
+209
+2% +$11.9K
GSST icon
286
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$749K 0.07%
14,846
+1,886
+15% +$95.4K
CPAY icon
287
Corpay
CPAY
$25.7B
$743K 0.07%
3,320
-653
-16% -$156K
SLV icon
288
iShares Silver Trust
SLV
$30.9B
$714K 0.06%
33,203
-417
-1% -$9.01K
VGT icon
289
Vanguard Information Technology ETF
VGT
$149B
$698K 0.06%
12,184
-3,200
-21% -$176K
LLY icon
290
Eli Lilly
LLY
$1.06T
$696K 0.06%
2,519
+136
+6% +$34.5K
ESML icon
291
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$694K 0.06%
17,216
+3,504
+26% +$142K
SNX icon
292
TD Synnex
SNX
$20.2B
$694K 0.06%
6,069
-42
-0.7% -$4.57K
VBK icon
293
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$694K 0.06%
2,462
-11
-0.4% -$3.15K
RSP icon
294
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$690K 0.06%
4,240
-1,537
-27% -$243K
FEX icon
295
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$675K 0.06%
7,306
+2
+0% +$180
EFA icon
296
iShares MSCI EAFE ETF
EFA
$80.2B
$668K 0.06%
8,495
+174
+2% +$13.8K
AVGO icon
297
Broadcom
AVGO
$2.04T
$657K 0.06%
9,880
-110
-1% -$6.18K
EWX icon
298
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$656K 0.06%
11,057
+726
+7% +$43.1K
SHW icon
299
Sherwin-Williams
SHW
$89.8B
$649K 0.06%
1,843
+214
+13% +$69.1K
DMO
300
Western Asset Mortgage Opportunity Fund
DMO
$120M
$637K 0.06%
41,905
+97
+0.2% +$1.53K
10 11
12
13 14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.