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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RKT icon
276
Rocket Companies
RKT
$38.9B
$765K 0.07%
47,710
-1,457
-3% -$25.5K
BNDX icon
277
Vanguard Total International Bond ETF
BNDX
$83.1B
$761K 0.07%
13,363
+364
+3% +$21K
AMGN icon
278
Amgen
AMGN
$222B
$758K 0.07%
3,566
+385
+12% +$88.6K
VNQI icon
279
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$751K 0.07%
13,333
+915
+7% +$53.7K
HYD icon
280
VanEck High Yield Muni ETF
HYD
$4.4B
$740K 0.07%
11,850
-103
-0.9% -$6.54K
PAVE icon
281
Global X US Infrastructure Development ETF
PAVE
$14.4B
$735K 0.07%
28,930
+902
+3% +$23.8K
SJNK icon
282
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$735K 0.07%
26,817
-992
-4% -$27.2K
SBUX icon
283
Starbucks
SBUX
$120B
$734K 0.07%
6,655
+12
+0.2% +$1.41K
FAS icon
284
Direxion Daily Financial Bull 3x ETF
FAS
$2.42B
$733K 0.07%
6,341
+450
+8% +$51.7K
DD icon
285
DuPont de Nemours
DD
$19.2B
$731K 0.07%
8,570
+1,856
+28% +$172K
SSUS icon
286
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
$728K 0.07%
21,702
-760
-3% -$26.1K
FTXR icon
287
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
$719K 0.07%
23,325
+3,369
+17% +$108K
XLB icon
288
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$719K 0.07%
18,188
-588
-3% -$24.4K
IAU icon
289
iShares Gold Trust
IAU
$64.4B
$707K 0.07%
21,148
+543
+3% +$18.5K
XLV icon
290
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$694K 0.07%
5,450
+287
+6% +$37.9K
VBK icon
291
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$693K 0.07%
2,473
+262
+12% +$75K
ABNB icon
292
Airbnb
ABNB
$107B
$690K 0.07%
4,115
+2,564
+165% +$392K
SLV icon
293
iShares Silver Trust
SLV
$30.9B
$690K 0.07%
33,620
-1,215
-3% -$27.3K
FFEB icon
294
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$687K 0.07%
18,730
– –
EXEL icon
295
Exelixis
EXEL
$13.4B
$671K 0.07%
31,731
– –
HYMB icon
296
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$661K 0.06%
22,050
+154
+0.7% +$4.68K
GSST icon
297
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$657K 0.06%
12,960
+1,038
+9% +$52.6K
EFA icon
298
iShares MSCI EAFE ETF
EFA
$80.2B
$649K 0.06%
8,321
– –
DMO
299
Western Asset Mortgage Opportunity Fund
DMO
$120M
$646K 0.06%
41,808
+71
+0.2% +$1.12K
ESGD icon
300
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$643K 0.06%
8,198
+3,005
+58% +$241K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.