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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IVOL icon
276
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$269M
$537K 0.06%
+19,206
New +$530K
IBB icon
277
iShares Biotechnology ETF
IBB
$9.79B
$535K 0.06%
+3,528
New +$504K
VOOV icon
278
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$529K 0.06%
+4,280
New +$501K
MCO icon
279
Moody's
MCO
$82.8B
$527K 0.06%
+1,816
New +$508K
PCEF icon
280
Invesco CEF Income Composite ETF
PCEF
$815M
$515K 0.06%
+22,959
New +$487K
SABR icon
281
Sabre
SABR
$831M
$511K 0.06%
+42,534
New +$393K
RSPM icon
282
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$184M
$509K 0.06%
+18,240
New +$474K
KMI icon
283
Kinder Morgan
KMI
$69.2B
$508K 0.06%
+37,147
New +$497K
SPGI icon
284
S&P Global
SPGI
$121B
$506K 0.06%
+1,540
New +$519K
EWX icon
285
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$695M
$505K 0.06%
9,789
+523
+6% +$25.1K
CMCSA icon
286
Comcast
CMCSA
$88.2B
$501K 0.06%
+9,561
New +$458K
PSA icon
287
Public Storage
PSA
$60B
$499K 0.06%
+2,160
New +$495K
PENN icon
288
PENN Entertainment
PENN
$2.62B
$496K 0.06%
+5,739
New +$410K
NUE icon
289
Nucor
NUE
$62.8B
$494K 0.06%
+9,279
New +$479K
ORCL icon
290
Oracle
ORCL
$430B
$493K 0.06%
+7,626
New +$454K
FDX icon
291
FedEx
FDX
$75.9B
$491K 0.06%
+1,890
New +$523K
PNQI icon
292
Invesco NASDAQ Internet ETF
PNQI
$544M
$487K 0.06%
+10,665
New +$469K
K
293
DELISTED
Kellanova
K
$474K 0.05%
+8,106
New +$487K
DIA icon
294
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$464K 0.05%
+1,516
New +$441K
QLD icon
295
ProShares Ultra QQQ
QLD
$14.1B
$459K 0.05%
+15,936
New +$404K
FXR icon
296
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$767M
$457K 0.05%
+9,099
New +$421K
IJS icon
297
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$451K 0.05%
+5,544
New +$403K
MBWM icon
298
Mercantile Bank Corp
MBWM
$1.04B
$451K 0.05%
+16,603
New +$396K
XLE icon
299
State Street Energy Select Sector SPDR ETF
XLE
$38.6B
$450K 0.05%
+23,762
New +$409K
UBER icon
300
Uber
UBER
$158B
$443K 0.05%
+8,685
New +$389K

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.