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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAK icon
276
Takeda Pharmaceutical
TAK
$55.9B
– –
-10,683
Closed -$211K
TD icon
277
Toronto Dominion Bank
TD
$201B
– –
-6,506
Closed -$365K
TDIV icon
278
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
– –
-25,272
Closed -$1.09M
TGT icon
279
Target
TGT
$69.4B
– –
-21,591
Closed -$2.77M
TIP icon
280
iShares TIPS Bond ETF
TIP
$14.7B
– –
-6,160
Closed -$718K
TLT icon
281
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
– –
-13,890
Closed -$1.88M
TSI
282
TCW Strategic Income Fund
TSI
$214M
– –
-24,860
Closed -$143K
TSLA icon
283
CALL
Tesla
TSLA
$1.3T
– –
-15,000
Closed -$418K
TSLA icon
284
Tesla
TSLA
$1.3T
– –
-5,640
Closed -$157K
TTE icon
285
TotalEnergies
TTE
$195B
– –
-4,174
Closed -$231K
TV icon
286
Televisa
TV
$1.53B
– –
-13,863
Closed -$163K
UAA icon
287
Under Armour
UAA
$2.43B
– –
-14,210
Closed -$307K
UDEC
288
Innovator US Equity Ultra Buffer ETF December
UDEC
$250M
– –
-8,545
Closed -$228K
ULTA icon
289
Ulta Beauty
ULTA
$23.6B
– –
-904
Closed -$229K
UNH icon
290
UnitedHealth
UNH
$371B
– –
-2,303
Closed -$677K
USMV icon
291
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
– –
-32,120
Closed -$2.11M
VB icon
292
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
– –
-15,515
Closed -$2.57M
VBR icon
293
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
– –
-6,467
Closed -$886K
VCIT icon
294
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
– –
-9,423
Closed -$861K
VCSH icon
295
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
– –
-5,199
Closed -$421K
VEU icon
296
Vanguard FTSE All-World ex-US ETF
VEU
$70B
– –
-8,443
Closed -$454K
VGK icon
297
Vanguard FTSE Europe ETF
VGK
$31B
– –
-6,161
Closed -$361K
VGSH icon
298
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
– –
-6,122
Closed -$372K
VIG icon
299
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-62,279
Closed -$7.76M
VMBS icon
300
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
– –
-18,090
Closed -$962K
10 11
12
13 14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.