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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
276
General Motors
GM
$76.8B
$269K 0.05%
7,344
+398
+6% +$14.5K
HYLS icon
277
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$269K 0.05%
5,512
-65
-1% -$3.14K
CL icon
278
Colgate-Palmolive
CL
$74.4B
$267K 0.05%
3,882
-554
-12% -$37.8K
OKE icon
279
Oneok
OKE
$54.5B
$266K 0.05%
3,513
-2,087
-37% -$149K
SPMD icon
280
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$266K 0.05%
7,344
-119
-2% -$4.15K
SHY icon
281
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$262K 0.05%
3,099
-209
-6% -$17.7K
TWTR
282
DELISTED
Twitter, Inc.
TWTR
$262K 0.05%
8,183
-2,947
-26% -$96.9K
HQY icon
283
HealthEquity
HQY
$8.75B
$260K 0.05%
+3,507
New +$219K
RSP icon
284
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$260K 0.05%
2,250
+180
+9% +$20K
IXUS icon
285
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$258K 0.05%
4,171
+179
+4% +$10.7K
IAU icon
286
iShares Gold Trust
IAU
$67.5B
$257K 0.05%
8,877
+2,118
+31% +$60.1K
HON icon
287
Honeywell
HON
$78B
$256K 0.05%
+1,536
New +$251K
QCOM icon
288
Qualcomm
QCOM
$176B
$256K 0.05%
2,907
+153
+6% +$12.8K
XYZ
289
Block Inc
XYZ
$47.5B
$255K 0.05%
4,069
-124
-3% -$7.92K
DEO icon
290
Diageo
DEO
$53.6B
$251K 0.05%
1,490
+58
+4% +$9.43K
GVI icon
291
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$248K 0.04%
+2,205
New +$249K
CGC
292
Canopy Growth
CGC
$410M
$246K 0.04%
1,168
-170
-13% -$33.7K
SSO icon
293
ProShares Ultra S&P500
SSO
$8.36B
$246K 0.04%
13,072
– –
SHV icon
294
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$242K 0.04%
+2,189
New +$242K
EFAV icon
295
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$239K 0.04%
3,201
-600
-16% -$44.7K
ONEQ icon
296
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$231K 0.04%
6,600
-810
-11% -$26.9K
TTE icon
297
TotalEnergies
TTE
$190B
$231K 0.04%
+4,174
New +$221K
ULTA icon
298
Ulta Beauty
ULTA
$24.3B
$229K 0.04%
+904
New +$221K
UDEC
299
Innovator US Equity Ultra Buffer ETF December
UDEC
$250M
$228K 0.04%
+8,545
New +$227K
ACN icon
300
Accenture
ACN
$108B
$225K 0.04%
1,070
-21
-2% -$4.09K
10 11
12
13 14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.