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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
276
CALL
Ball Corp
BALL
$16.8B
$240K 0.05%
+3,300
New +$246K
FHLC icon
277
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$240K 0.05%
5,525
+400
+8% +$17.7K
FEM icon
278
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$239K 0.05%
10,165
-115
-1% -$2.78K
SHOP icon
279
Shopify
SHOP
$195B
$237K 0.05%
7,600
+20
+0.3% +$685
DEO icon
280
Diageo
DEO
$53.6B
$234K 0.05%
1,432
-29
-2% -$4.85K
ONEQ icon
281
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$233K 0.05%
7,410
-1,460
-16% -$46.3K
AMD icon
282
Advanced Micro Devices
AMD
$789B
$231K 0.05%
+7,983
New +$250K
IXUS icon
283
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$231K 0.05%
3,992
+347
+10% +$19.9K
CPRT icon
284
Copart
CPRT
$27.5B
$228K 0.04%
11,376
-756
-6% -$14.7K
RSP icon
285
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$224K 0.04%
+2,070
New +$222K
X
286
DELISTED
US Steel
X
$217K 0.04%
18,817
+1,810
+11% +$23.3K
BUD icon
287
AB InBev
BUD
$165B
$214K 0.04%
2,244
-105
-4% -$9.96K
BYND icon
288
Beyond Meat
BYND
$277M
$214K 0.04%
1,442
-20
-1% -$3.29K
IWB icon
289
iShares Russell 1000 ETF
IWB
$50.1B
$214K 0.04%
1,299
– –
FAF icon
290
First American
FAF
$7.58B
$211K 0.04%
+3,576
New +$205K
ACN icon
291
Accenture
ACN
$108B
$210K 0.04%
+1,091
New +$211K
QCOM icon
292
Qualcomm
QCOM
$176B
$210K 0.04%
2,754
-43
-2% -$3.24K
SSO icon
293
ProShares Ultra S&P500
SSO
$8.36B
$210K 0.04%
+13,072
New +$208K
RSPF icon
294
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$310M
$206K 0.04%
+4,725
New +$204K
ALGN icon
295
Align Technology
ALGN
$12.3B
$203K 0.04%
+1,124
New +$234K
GREK
296
Global X MSCI Greece ETF
GREK
$316M
$197K 0.04%
7,039
+5
+0.1% +$139
SLV icon
297
iShares Silver Trust
SLV
$30.7B
$196K 0.04%
+12,300
New +$196K
IAU icon
298
iShares Gold Trust
IAU
$67.5B
$191K 0.04%
6,759
-82
-1% -$2.31K
TAK icon
299
Takeda Pharmaceutical
TAK
$55.7B
$182K 0.04%
10,575
-99
-0.9% -$1.71K
ETW
300
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$169K 0.03%
17,505
– –
10 11
12
13 14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.