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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEQ icon
276
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$228K 0.05%
7,530
-870
-10% -$25K
CPRT icon
277
Copart
CPRT
$27.5B
$227K 0.05%
+14,968
New +$203K
XLE icon
278
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$226K 0.05%
+6,848
New +$220K
TTE icon
279
TotalEnergies
TTE
$190B
$223K 0.05%
+4,003
New +$43K
MAIN icon
280
Main Street Capital
MAIN
$5.48B
$222K 0.05%
5,969
-260
-4% -$9.68K
IYF icon
281
iShares US Financials ETF
IYF
$4.61B
$221K 0.04%
3,744
-48
-1% -$2.79K
K
282
DELISTED
Kellanova
K
$219K 0.04%
+4,070
New +$217K
LMT icon
283
Lockheed Martin
LMT
$136B
$219K 0.04%
+728
New +$213K
GXC icon
284
State Street SPDR S&P China ETF
GXC
$482M
$215K 0.04%
2,148
-1,133
-35% -$108K
CAJ
285
DELISTED
Canon, Inc.
CAJ
$214K 0.04%
+7,364
New +$211K
MELI icon
286
Mercado Libre
MELI
$92.3B
$213K 0.04%
419
-314
-43% -$125K
GM icon
287
General Motors
GM
$76.8B
$209K 0.04%
5,622
-422
-7% -$16K
NFLX icon
288
Netflix
NFLX
$309B
$209K 0.04%
5,860
-1,970
-25% -$68.3K
EWI icon
289
iShares MSCI Italy ETF
EWI
$1.07B
$205K 0.04%
+7,378
New +$195K
LLY icon
290
Eli Lilly
LLY
$1.06T
$205K 0.04%
1,580
-826
-34% -$100K
SBUX icon
291
Starbucks
SBUX
$120B
$205K 0.04%
2,752
-510
-16% -$35.1K
BNS icon
292
Scotiabank
BNS
$108B
$204K 0.04%
+3,829
New +$210K
NVO
293
Novo Nordisk
NVO
$209B
$204K 0.04%
+7,806
New +$192K
EWS icon
294
iShares MSCI Singapore ETF
EWS
$1.08B
$201K 0.04%
8,472
-4,168
-33% -$97.8K
TLRY icon
295
Tilray
TLRY
$622M
$201K 0.04%
+307
New +$234K
IWS icon
296
iShares Russell Mid-Cap Value ETF
IWS
$16B
$200K 0.04%
+2,300
New +$194K
TLT icon
297
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$190K 0.04%
+1,500
New +$182K
PLND
298
DELISTED
VanEck Vectors Poland ETF
PLND
$189K 0.04%
11,307
-6,093
-35% -$103K
PSEC icon
299
Prospect Capital
PSEC
$1.17B
$184K 0.04%
28,150
+1,147
+4% +$7.63K
MBTF
300
DELISTED
MBT Financial Corporation
MBTF
$167K 0.03%
16,714
– –
10 11
12
13 14

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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.