We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
276
Under Armour
UAA
$2.6B
$253K 0.06%
14,324
+900
+7% +$18.5K
LYB icon
277
LyondellBasell Industries
LYB
$19.2B
$248K 0.05%
2,982
+105
+4% +$9.61K
PYPL icon
278
PayPal
PYPL
$50.5B
$243K 0.05%
2,895
+435
+18% +$36.2K
DWX icon
279
State Street SPDR S&P International Dividend ETF
DWX
$533M
$242K 0.05%
6,925
+9
+0.1% +$324
DLS icon
280
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$241K 0.05%
4,000
+1,023
+34% +$66.3K
MT icon
281
ArcelorMittal
MT
$55.3B
$237K 0.05%
+11,473
New +$284K
ACB
282
Aurora Cannabis
ACB
$185M
$236K 0.05%
+396
New +$292K
KIDS icon
283
OrthoPediatrics
KIDS
$595M
$234K 0.05%
6,702
– –
FEM icon
284
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$233K 0.05%
10,223
+7
+0.1% +$164
CVS icon
285
CVS Health
CVS
$122B
$231K 0.05%
3,529
+660
+23% +$49.3K
FXL icon
286
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$228K 0.05%
+4,343
New +$241K
SPIB icon
287
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$228K 0.05%
+6,908
New +$228K
PCI
288
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$228K 0.05%
10,821
-4,791
-31% -$108K
BABA icon
289
Alibaba
BABA
$308B
$224K 0.05%
1,631
-62
-4% -$9.17K
BND icon
290
Vanguard Total Bond Market
BND
$158B
$224K 0.05%
+2,833
New +$221K
BAX icon
291
Baxter International
BAX
$14.2B
$218K 0.05%
+3,305
New +$222K
HON icon
292
Honeywell
HON
$78B
$218K 0.05%
1,749
-219
-11% -$29.9K
ONEQ icon
293
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$218K 0.05%
8,400
-680
-7% -$19.2K
HYG icon
294
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$217K 0.05%
2,671
-4,372
-62% -$366K
TSI
295
TCW Strategic Income Fund
TSI
$213M
$217K 0.05%
41,234
– –
EW icon
296
Edwards Lifesciences
EW
$51.7B
$216K 0.05%
+4,233
New +$214K
MELI icon
297
Mercado Libre
MELI
$92.3B
$215K 0.05%
733
-137
-16% -$44.4K
MMP
298
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
FXN icon
299
First Trust Energy AlphaDEX Fund
FXN
$368M
$212K 0.05%
+18,391
New +$269K
MAIN icon
300
Main Street Capital
MAIN
$5.48B
$211K 0.05%
6,229
+194
+3% +$7.22K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.