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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
276
Main Street Capital
MAIN
$5.48B
$232K 0.05%
6,035
-890
-13% -$35.3K
PM icon
277
Philip Morris
PM
$295B
$232K 0.05%
+2,847
New +$234K
TSI
278
TCW Strategic Income Fund
TSI
$213M
$231K 0.05%
+41,234
New +$229K
HYLS icon
279
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$230K 0.05%
4,807
-6,990
-59% -$333K
KT icon
280
KT
KT
$8.81B
$230K 0.05%
15,464
+5,014
+48% +$68.6K
PNQI icon
281
Invesco NASDAQ Internet ETF
PNQI
$551M
$227K 0.05%
+8,430
New +$232K
CVS icon
282
CVS Health
CVS
$122B
$226K 0.05%
+2,869
New +$205K
E icon
283
ENI
E
$77.5B
$223K 0.05%
+5,929
New +$223K
IWD icon
284
iShares Russell 1000 Value ETF
IWD
$83.7B
$223K 0.05%
1,758
+74
+4% +$9.29K
FMB icon
285
First Trust Managed Municipal ETF
FMB
$2.06B
$221K 0.05%
4,223
-695
-14% -$36.6K
MS icon
286
Morgan Stanley
MS
$340B
$221K 0.05%
+4,754
New +$232K
STLA icon
287
Stellantis
STLA
$20.8B
$221K 0.05%
+12,626
New +$223K
AGN
288
DELISTED
Allergan plc
AGN
$221K 0.05%
+1,162
New +$213K
TIMB icon
289
TIM SA
TIMB
$8.8B
$219K 0.05%
+15,101
New +$235K
TFI icon
290
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$218K 0.05%
+4,600
New +$220K
PYPL icon
291
PayPal
PYPL
$50.5B
$216K 0.05%
+2,460
New +$217K
CRTO icon
292
Criteo S.A. Ordinary Shares
CRTO
$923M
$214K 0.05%
9,340
+2,968
+47% +$84K
FXU icon
293
First Trust Utilities AlphaDEX Fund
FXU
$825M
$213K 0.04%
7,722
-4,828
-38% -$131K
DLS icon
294
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$212K 0.04%
+2,977
New +$213K
NQP
295
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$207K 0.04%
+16,646
New +$211K
VHT icon
296
Vanguard Health Care ETF
VHT
$18.6B
$206K 0.04%
+1,140
New +$196K
NFLX icon
297
Netflix
NFLX
$309B
$203K 0.04%
5,420
+100
+2% +$3.63K
VFH icon
298
Vanguard Financials ETF
VFH
$13.6B
$200K 0.04%
+2,877
New +$203K
EYPT icon
299
EyePoint Inc
EYPT
$1.2B
$196K 0.04%
+5,495
New +$126K
NEA icon
300
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$196K 0.04%
+15,480
New +$200K
10 11
12
13 14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.