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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
276
Annaly Capital Management
NLY
$17.4B
– –
-3,131
Closed -$117K
NVO
277
Novo Nordisk
NVO
$209B
– –
-7,272
Closed -$211K
NVS icon
278
Novartis
NVS
$297B
– –
-3,296
Closed -$254K
ORI icon
279
Old Republic International
ORI
$10.4B
– –
-10,934
Closed -$203K
TEVA icon
280
Teva Pharmaceuticals
TEVA
$41.2B
– –
-3,524
Closed -$231K
TROW icon
281
T. Rowe Price
TROW
$24.3B
– –
-4,399
Closed -$314K
TSN icon
282
Tyson Foods
TSN
$20.4B
– –
-5,792
Closed -$308K
URI icon
283
United Rentals
URI
$72.4B
– –
-50,165
Closed -$3.64M
UUP icon
284
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
– –
-28,235
Closed -$724K
VFC icon
285
VF Corp
VFC
$5.89B
– –
-6,832
Closed -$400K
WU icon
286
Western Union
WU
$2.21B
– –
-187,020
Closed -$3.35M
XBI icon
287
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-6,265
Closed -$439K
XLB icon
288
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-11,576
Closed -$251K
XLY icon
289
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-10,542
Closed -$411K
BBBY
290
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-54,505
Closed -$2.63M
WDR
291
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-81,292
Closed -$2.33M
VER
292
DELISTED
VEREIT, Inc.
VER
– –
-2,798
Closed -$110K
SNI
293
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-58,163
Closed -$3.21M
NSR
294
DELISTED
Neustar Inc
NSR
– –
-121,931
Closed -$2.92M
SCAI
295
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-109,327
Closed -$4.35M
8 9 10 11
12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.