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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
276
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$160K 0.04%
3,614
-2,168
-37% -$103K
BIDU icon
277
Baidu
BIDU
$37.2B
$157K 0.04%
1,143
+1,079
+1,686% +$178K
SBUX icon
278
Starbucks
SBUX
$120B
$157K 0.04%
2,773
-27
-1% -$1.51K
RPAI
279
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$157K 0.04%
11,145
+1,006
+10% +$14.4K
MUR icon
280
Murphy Oil
MUR
$4.78B
$156K 0.04%
+6,471
New +$207K
IWO icon
281
iShares Russell 2000 Growth ETF
IWO
$15.1B
$155K 0.04%
1,163
-401
-26% -$59.4K
IWS icon
282
iShares Russell Mid-Cap Value ETF
IWS
$16B
$155K 0.04%
2,316
– –
UL icon
283
Unilever
UL
$136B
$155K 0.04%
+3,386
New +$162K
CTAS icon
284
Cintas
CTAS
$81.3B
$154K 0.04%
7,200
-5,692
-44% -$122K
MELI icon
285
Mercado Libre
MELI
$92.3B
$154K 0.04%
+1,698
New +$200K
DD
286
DELISTED
Du Pont De Nemours E I
DD
$154K 0.04%
3,197
-275
-8% -$14.7K
NKE icon
287
Nike
NKE
$61.9B
$153K 0.04%
2,500
-80
-3% -$4.53K
BBL
288
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$151K 0.04%
4,929
+4,861
+7,149% +$170K
ARLP icon
289
Alliance Resource Partners
ARLP
$3.17B
$146K 0.04%
6,586
+6,511
+8,681% +$159K
EWX icon
290
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$145K 0.04%
3,929
+1,907
+94% +$76K
FITB
291
Fifth Third Bancorp
FITB
$51.8B
$145K 0.04%
7,708
+41
+0.5% +$833
USO icon
292
United States Oil Fund
USO
$1.84B
$143K 0.04%
1,218
+170
+16% +$20.9K
WELL icon
293
Welltower
WELL
$171B
$143K 0.04%
2,117
+167
+9% +$11.2K
WBK
294
DELISTED
Westpac Banking Corporation
WBK
$143K 0.04%
+6,828
New +$160K
O icon
295
Realty Income
O
$59.1B
$142K 0.04%
3,096
– –
SPLV icon
296
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$142K 0.04%
3,952
+3,695
+1,438% +$137K
XLP icon
297
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$141K 0.04%
2,992
+1,216
+68% +$59.1K
TWTR
298
DELISTED
Twitter, Inc.
TWTR
$141K 0.04%
5,254
+493
+10% +$14.8K
APD icon
299
Air Products & Chemicals
APD
$67.6B
$140K 0.04%
1,187
-983
-45% -$125K
PYPL icon
300
PayPal
PYPL
$50.5B
$140K 0.04%
+4,540
New +$163K
10 11
12
13 14

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.