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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPM icon
276
RPM International
RPM
$14.9B
$154K 0.04%
3,145
– –
IJS icon
277
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$151K 0.04%
2,566
+2
+0.1% +$119
SLYG icon
278
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$151K 0.04%
3,180
+3,100
+3,875% +$147K
SBUX icon
279
Starbucks
SBUX
$120B
$150K 0.04%
2,800
-2,636
-48% -$134K
VDC icon
280
Vanguard Consumer Staples ETF
VDC
$7.96B
$147K 0.04%
1,182
+109
+10% +$13.9K
BIIB icon
281
Biogen
BIIB
$30.5B
$145K 0.04%
360
+318
+757% +$128K
OZK icon
282
Bank OZK
OZK
$5.64B
$145K 0.04%
3,190
– –
PNR icon
283
Pentair
PNR
$11.3B
$145K 0.04%
3,142
+588
+23% +$24.9K
SLYV icon
284
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$145K 0.04%
+2,736
New +$147K
SWK icon
285
Stanley Black & Decker
SWK
$15.7B
$144K 0.04%
1,371
– –
WWAV
286
DELISTED
The WhiteWave Foods Company
WWAV
$144K 0.04%
2,965
+200
+7% +$9.37K
XLNX
287
DELISTED
Xilinx Inc
XLNX
$143K 0.04%
3,255
+89
+3% +$4.01K
VV icon
288
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$142K 0.04%
1,502
– –
RPAI
289
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$141K 0.04%
10,139
-400
-4% -$6.08K
MS icon
290
Morgan Stanley
MS
$336B
$140K 0.04%
3,618
– –
NKE icon
291
Nike
NKE
$62.5B
$139K 0.04%
2,580
+80
+3% +$4.1K
VBK icon
292
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.3B
$138K 0.04%
1,035
-22
-2% -$2.96K
IEF icon
293
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$137K 0.04%
1,309
+57
+5% +$6.07K
BF.B icon
294
Brown-Forman Class B
BF.B
$13B
$135K 0.04%
4,222
+250
+6% +$7.59K
EWL icon
295
iShares MSCI Switzerland ETF
EWL
$2.23B
$133K 0.04%
4,073
+3,525
+643% +$123K
EXC icon
296
Exelon
EXC
$46.7B
$133K 0.04%
5,936
– –
O icon
297
Realty Income
O
$59.4B
$133K 0.04%
3,096
-351
-10% -$16.1K
SRCL
298
DELISTED
Stericycle Inc
SRCL
$133K 0.04%
1,000
– –
CB
299
DELISTED
CHUBB CORPORATION
CB
$132K 0.04%
1,391
+218
+19% +$21.5K
DOV icon
300
Dover
DOV
$28.6B
$131K 0.04%
2,320
+452
+24% +$26.9K
10 11
12
13 14

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.