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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
276
iShares Core S&P Total US Stock Market ETF
ITOT
$97.7B
$56K 0.03%
1,322
+1,122
+561% +$45.5K
V icon
277
Visa
V
$676B
$56K 0.03%
1,000
– –
DB icon
278
Deutsche Bank
DB
$71.5B
$55K 0.03%
+1,350
New +$54.4K
DGZ icon
279
DB Gold Short ETN due Feb 15 2038
DGZ
$1.73M
$55K 0.03%
3,500
– –
ARMH
280
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$55K 0.03%
999
+599
+150% +$29.2K
EPB
281
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$54K 0.03%
1,492
-4,315
-74% -$169K
BIDU icon
282
Baidu
BIDU
$37.2B
$53K 0.03%
298
+76
+34% +$12.3K
EWH icon
283
iShares MSCI Hong Kong ETF
EWH
$1.22B
$53K 0.03%
2,594
+157
+6% +$3.2K
CLB icon
284
Core Laboratories
CLB
$521M
$52K 0.03%
+270
New +$50.2K
MGC icon
285
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$52K 0.03%
817
-704
-46% -$42.6K
WR
286
DELISTED
Westar Energy Inc
WR
$52K 0.03%
1,601
-48
-3% -$1.51K
CSX icon
287
CSX Corp
CSX
$93.2B
$51K 0.03%
5,370
– –
NGG icon
288
National Grid
NGG
$81.5B
$51K 0.03%
815
+116
+17% +$6.96K
BMY icon
289
Bristol-Myers Squibb
BMY
$131B
$50K 0.03%
933
-505
-35% -$25.7K
WAT icon
290
Waters Corp
WAT
$39.8B
$50K 0.03%
+500
New +$50.4K
BCE icon
291
BCE
BCE
$21.2B
$49K 0.03%
1,131
+109
+11% +$4.74K
ET icon
292
Energy Transfer Partners
ET
$69.6B
$49K 0.03%
4,760
+2,696
+131% +$48.5K
SHV icon
293
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$49K 0.03%
+444
New +$48.9K
BHP icon
294
BHP
BHP
$230B
$48K 0.03%
825
+53
+7% +$3.07K
EWT icon
295
iShares MSCI Taiwan ETF
EWT
$10.7B
$48K 0.03%
1,659
– –
LNG icon
296
Cheniere Energy
LNG
$53.8B
$48K 0.03%
1,115
-100
-8% -$3.98K
META icon
297
Meta Platforms (Facebook)
META
$1.51T
$48K 0.03%
880
+100
+13% +$5.02K
UPL
298
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$48K 0.03%
2,197
+1,304
+146% +$26.6K
IWR icon
299
iShares Russell Mid-Cap ETF
IWR
$57.4B
$46K 0.03%
+1,232
New +$44.5K
UL icon
300
Unilever
UL
$136B
$46K 0.03%
+999
New +$44.7K
10 11
12
13 14

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VCM
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.