We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLP
276
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$65K 0.04%
2,939
-301
-9% -$7.04K
DBEF icon
277
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$64K 0.04%
2,495
+1,509
+153% +$38.1K
FTSL icon
278
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$64K 0.04%
+1,300
New +$64.4K
RAX
279
DELISTED
Rackspace Hosting Inc
RAX
$64K 0.04%
1,205
+160
+15% +$7.39K
C icon
280
Citigroup
C
$226B
$62K 0.04%
1,273
-209
-14% -$10.6K
PSEC icon
281
Prospect Capital
PSEC
$1.17B
$62K 0.04%
5,567
+7
+0.1% +$78
HBAN icon
282
Huntington Bancshares
HBAN
$35.5B
$61K 0.04%
7,390
+863
+13% +$7.29K
BNY
283
Bank of New York Mellon
BNY
$107B
$59K 0.03%
1,950
– –
TBF icon
284
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$58K 0.03%
+1,800
New +$58.4K
EXTR icon
285
Extreme Networks
EXTR
$3.15B
$57K 0.03%
10,990
– –
VGR
286
DELISTED
Vector Group Ltd.
VGR
$57K 0.03%
6,695
-253
-4% -$2.12K
ADM icon
287
Archer Daniels Midland
ADM
$36.9B
$56K 0.03%
1,510
-300
-17% -$10.9K
LULU icon
288
lululemon athletica
LULU
$14.6B
$56K 0.03%
766
+256
+50% +$17.9K
IWM icon
289
iShares Russell 2000 ETF
IWM
$83B
$54K 0.03%
502
-48,901
-99% -$5.06M
MGEE icon
290
MGE Energy Inc
MGEE
$3.08B
$54K 0.03%
1,482
– –
PDT
291
John Hancock Premium Dividend Fund
PDT
$626M
$54K 0.03%
4,500
– –
B
292
Barrick Mining
B
$73.2B
$53K 0.03%
2,854
+2,754
+2,754% +$48.6K
HAL icon
293
Halliburton
HAL
$26.6B
$53K 0.03%
1,097
+10
+0.9% +$468
IWC icon
294
iShares Micro-Cap ETF
IWC
$1.52B
$51K 0.03%
746
+106
+17% +$7K
JCI icon
295
Johnson Controls International
JCI
$92.2B
$51K 0.03%
1,160
+3
+0.3% +$127
SSYS icon
296
Stratasys
SSYS
$774M
$51K 0.03%
+500
New +$48.4K
WR
297
DELISTED
Westar Energy Inc
WR
$51K 0.03%
1,649
+249
+18% +$7.96K
CIG icon
298
CEMIG Preferred Shares
CIG
$6.01B
$50K 0.03%
14,853
+14,407
+3,230% +$48.9K
DGZ icon
299
DB Gold Short ETN due Feb 15 2038
DGZ
$1.72M
$50K 0.03%
+3,500
New +$50.5K
CG icon
300
Carlyle Group
CG
$17.2B
$49K 0.03%
1,915
– –
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.