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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYD icon
251
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.67B
$946K 0.06%
23,232
+10,885
+88% +$425K
SPG icon
252
Simon Property Group
SPG
$71.2B
$930K 0.06%
5,941
+1,994
+51% +$292K
XLI icon
253
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$929K 0.06%
7,377
+4,004
+119% +$471K
MET icon
254
MetLife
MET
$61.6B
$923K 0.06%
12,456
+5,446
+78% +$380K
USXF icon
255
iShares ESG Advanced MSCI USA ETF
USXF
$1.5B
$902K 0.06%
19,972
-27
-0.1% -$1.15K
SHW icon
256
Sherwin-Williams
SHW
$88.1B
$897K 0.06%
2,584
+24
+0.9% +$7.65K
CEG icon
257
Constellation Energy
CEG
$96.2B
$887K 0.06%
4,801
-100
-2% -$14.2K
ELF icon
258
e.l.f. Beauty
ELF
$5.63B
$886K 0.06%
+4,520
New +$803K
NRG icon
259
NRG Energy
NRG
$25.1B
$884K 0.06%
13,052
-446
-3% -$25K
IWP icon
260
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$883K 0.06%
7,735
-5,155
-40% -$558K
IXC icon
261
iShares Global Energy ETF
IXC
$2.72B
$875K 0.06%
20,383
+422
+2% +$16.7K
USFR icon
262
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$865K 0.06%
17,198
-772
-4% -$38.9K
NFLX icon
263
Netflix
NFLX
$314B
$864K 0.06%
14,230
+2,100
+17% +$118K
SCHA icon
264
Schwab U.S Small- Cap ETF
SCHA
$23B
$860K 0.06%
34,950
+11,168
+47% +$262K
SGOV icon
265
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$859K 0.06%
8,527
+6,290
+281% +$632K
XLF icon
266
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$849K 0.06%
20,149
+4,147
+26% +$164K
VNQI icon
267
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$838K 0.06%
19,897
+601
+3% +$24.5K
MGEE icon
268
MGE Energy Inc
MGEE
$3.03B
$838K 0.06%
10,639
+59
+0.6% +$4.13K
EMLP icon
269
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$832K 0.06%
28,173
-1,933
-6% -$53.9K
VRTX icon
270
Vertex Pharmaceuticals
VRTX
$133B
$829K 0.06%
1,983
+51
+3% +$21.6K
FDIS icon
271
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$820K 0.06%
9,937
+2,290
+30% +$181K
PH icon
272
Parker-Hannifin
PH
$133B
$818K 0.06%
1,473
+385
+35% +$196K
FTNT icon
273
Fortinet
FTNT
$121B
$818K 0.06%
11,979
+292
+2% +$19.4K
XLY icon
274
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$815K 0.06%
8,866
+4,212
+91% +$375K
GTLS
275
DELISTED
Chart Industries
GTLS
$811K 0.06%
4,926
-2
-0% -$269
9 10
11
12 13

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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.