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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
251
Invesco S&P 500 Equal Weight ETF
RSP
$98.9B
$670K 0.06%
4,727
+334
+8% +$49.9K
EXC icon
252
Exelon
EXC
$46B
$669K 0.06%
17,699
+23
+0.1% +$937
HUBS icon
253
HubSpot
HUBS
$10.3B
$645K 0.05%
1,309
-256
-16% -$134K
CYBR
254
DELISTED
CyberArk
CYBR
$641K 0.05%
3,911
+61
+2% +$9.8K
EOG icon
255
EOG Resources
EOG
$73.5B
$637K 0.05%
5,023
+168
+3% +$21.4K
SLV icon
256
iShares Silver Trust
SLV
$31.1B
$633K 0.05%
31,144
+1,879
+6% +$40.6K
SHW icon
257
Sherwin-Williams
SHW
$87.7B
$626K 0.05%
2,453
+39
+2% +$10.4K
ADBE icon
258
Adobe
ADBE
$106B
$618K 0.05%
1,212
+125
+11% +$65.6K
FTXG icon
259
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.2M
$615K 0.05%
25,960
+11,088
+75% +$285K
VOOV icon
260
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$613K 0.05%
4,125
+13
+0.3% +$2.03K
EWX icon
261
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$695M
$612K 0.05%
11,437
-39
-0.3% -$2.1K
IWR icon
262
iShares Russell Mid-Cap ETF
IWR
$57.5B
$611K 0.05%
8,828
+2,354
+36% +$172K
ACN icon
263
Accenture
ACN
$108B
$610K 0.05%
1,987
-25
-1% -$7.88K
JPST icon
264
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$607K 0.05%
12,093
+2,510
+26% +$126K
DIA icon
265
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$598K 0.05%
1,785
+106
+6% +$36.8K
FDIS icon
266
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.72B
$595K 0.05%
+8,517
New +$626K
ULTA icon
267
Ulta Beauty
ULTA
$23.8B
$588K 0.05%
1,473
+877
+147% +$383K
ISCF icon
268
iShares International Small Cap Equity Factor ETF
ISCF
$678M
$586K 0.05%
19,826
-257
-1% -$7.93K
BIL icon
269
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$570K 0.05%
6,208
+409
+7% +$37.5K
ACWV icon
270
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$568K 0.05%
5,954
-230
-4% -$22.5K
SPYV icon
271
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$565K 0.05%
13,701
+3,552
+35% +$154K
IHI icon
272
iShares US Medical Devices ETF
IHI
$3.4B
$565K 0.05%
11,645
-302
-3% -$16.1K
BSCN
273
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$564K 0.05%
26,577
+5,347
+25% +$113K
BMY icon
274
Bristol-Myers Squibb
BMY
$132B
$560K 0.05%
9,647
-292
-3% -$17.9K
FTXN icon
275
First Trust Nasdaq Oil & Gas ETF
FTXN
$159M
$554K 0.05%
18,448
-10,307
-36% -$299K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.