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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOOV icon
251
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$576K 0.06%
4,112
-1,920
-32% -$265K
MBWM icon
252
Mercantile Bank Corp
MBWM
$1.05B
$575K 0.06%
17,183
+31
+0.2% +$1.04K
BUFR icon
253
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$574K 0.06%
25,863
-2,829
-10% -$62.3K
FFEB icon
254
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$571K 0.06%
16,040
– –
XLF icon
255
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$567K 0.05%
16,583
+4,301
+35% +$145K
BNDX icon
256
Vanguard Total International Bond ETF
BNDX
$83.1B
$567K 0.05%
11,955
-196
-2% -$9.44K
LCTU icon
257
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$566K 0.05%
13,334
+4,726
+55% +$202K
GSUS icon
258
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$563K 0.05%
10,841
+4,663
+75% +$244K
DHR icon
259
Danaher
DHR
$144B
$553K 0.05%
2,350
+32
+1% +$7.42K
CL icon
260
Colgate-Palmolive
CL
$74.4B
$551K 0.05%
6,998
+494
+8% +$37K
SHW icon
261
Sherwin-Williams
SHW
$89.8B
$546K 0.05%
2,302
+191
+9% +$44.2K
NZF icon
262
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$544K 0.05%
45,072
-4,095
-8% -$47.4K
EFA icon
263
iShares MSCI EAFE ETF
EFA
$80.2B
$543K 0.05%
8,265
-34
-0.4% -$2.13K
FMB icon
264
First Trust Managed Municipal ETF
FMB
$2.06B
$542K 0.05%
10,821
-5,204
-32% -$258K
SBUX icon
265
Starbucks
SBUX
$120B
$542K 0.05%
5,459
-253
-4% -$23.9K
IJS icon
266
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$529K 0.05%
5,796
-62
-1% -$5.71K
CEG icon
267
Constellation Energy
CEG
$95.6B
$528K 0.05%
6,119
-396
-6% -$35.6K
GBIL icon
268
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$527K 0.05%
5,281
-525
-9% -$52.4K
ACN icon
269
Accenture
ACN
$108B
$523K 0.05%
1,960
+23
+1% +$6.36K
USFR icon
270
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$519K 0.05%
+10,326
New +$520K
FDL icon
271
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$518K 0.05%
14,169
-1,157
-8% -$41.7K
STLD icon
272
Steel Dynamics
STLD
$37.6B
$513K 0.05%
5,255
+104
+2% +$10K
ROK icon
273
Rockwell Automation
ROK
$49B
$509K 0.05%
1,977
-421
-18% -$106K
TBT icon
274
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$305M
$504K 0.05%
15,518
+2,233
+17% +$72.7K
DEO icon
275
Diageo
DEO
$53.6B
$497K 0.05%
2,791
+45
+2% +$7.89K
9 10
11
12 13

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.