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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
251
iShares Silver Trust
SLV
$31.8B
$537K 0.06%
30,666
-473
-2% -$8.38K
FFEB icon
252
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$536K 0.06%
16,040
-11,550
-42% -$410K
BND icon
253
Vanguard Total Bond Market
BND
$161B
$535K 0.06%
7,499
+115
+2% +$8.61K
FEX icon
254
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$534K 0.06%
7,391
+2
+0% +$159
DHR icon
255
Danaher
DHR
$145B
$531K 0.06%
2,318
+99
+4% +$24.2K
ODFL icon
256
Old Dominion Freight Line
ODFL
$44.3B
$530K 0.06%
4,258
+24
+0.6% +$3.32K
VNQI icon
257
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$526K 0.06%
13,774
-3,845
-22% -$167K
HYD icon
258
VanEck High Yield Muni ETF
HYD
$4.4B
$521K 0.06%
10,434
-78
-0.7% -$4.16K
NTNX icon
259
Nutanix
NTNX
$17.5B
$517K 0.05%
24,814
-4,044
-14% -$73.8K
ROK icon
260
Rockwell Automation
ROK
$48.6B
$516K 0.05%
2,398
+795
+50% +$185K
GPC icon
261
Genuine Parts
GPC
$18.4B
$513K 0.05%
3,435
+48
+1% +$7.25K
MBWM icon
262
Mercantile Bank Corp
MBWM
$1.03B
$510K 0.05%
17,152
+30
+0.2% +$1K
NTR icon
263
Nutrien
NTR
$31.4B
$510K 0.05%
6,119
+59
+1% +$5.08K
META icon
264
Meta Platforms (Facebook)
META
$1.51T
$505K 0.05%
3,720
-4,590
-55% -$744K
IFRA icon
265
iShares US Infrastructure ETF
IFRA
$4.58B
$504K 0.05%
15,638
-5,353
-26% -$193K
AVGO icon
266
Broadcom
AVGO
$2.02T
$503K 0.05%
11,330
+1,570
+16% +$80.2K
AZO icon
267
AutoZone
AZO
$49.9B
$501K 0.05%
234
-7
-3% -$15.3K
COMT icon
268
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
$499K 0.05%
13,978
+11
+0.1% +$422
ACN icon
269
Accenture
ACN
$109B
$498K 0.05%
1,937
-178
-8% -$51.4K
FDL icon
270
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$492K 0.05%
15,326
+100
+0.7% +$3.57K
ICVT icon
271
iShares Convertible Bond ETF
ICVT
$7.43B
$490K 0.05%
7,119
-3,177
-31% -$230K
SCHZ icon
272
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$489K 0.05%
21,570
+6,304
+41% +$150K
IJS icon
273
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$483K 0.05%
5,858
-12,829
-69% -$1.19M
SBUX icon
274
Starbucks
SBUX
$119B
$481K 0.05%
5,712
+418
+8% +$35.5K
BIDU icon
275
Baidu
BIDU
$37B
$475K 0.05%
4,047
-1,117
-22% -$153K
9 10
11
12 13

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.