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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
(+9.5%)
Cap. Flow
+$34.6M
Cap. Flow
% of AUM
3.06%
Top 10 Holdings %
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.67M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$3.29M |
| 3 |
Vanguard High Dividend Yield ETF
VYM
|
+$2.01M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$1.78M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$1.62M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$2.32M |
| 2 |
iShares Global Tech ETF
IXN
|
+$1.79M |
| 3 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$1.33M |
| 4 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$1.23M |
| 5 |
Vanguard Morningstar Growth ETF
VUG
|
+$1.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.17% |
| 2 | Healthcare | 5.51% |
| 3 | Consumer Staples | 3.91% |
| 4 | Consumer Discretionary | 3.82% |
| 5 | Financials | 3.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SCHV
251
Schwab US Large-Cap Value ETF
SCHV
$16.1B
| $957K | 0.08% |
39,192
-249
| -0.6% | -$5.9K |
|
|
OPTU
252
Optimum Communications Inc
OPTU
$301M
| $949K | 0.08% |
58,653
-8,744
| -13% | -$148K |
|
253
Vanguard S&P 500 Value ETF
VOOV
$6.74B
| $945K | 0.08% |
6,241
+80
| +1% | +$11.8K |
|
|
FISV
254
Fiserv Inc
FISV
$27.9B
| $941K | 0.08% |
9,066
+935
| +11% | +$96.7K |
|
255
Mastercard
MA
$493B
| $927K | 0.08% |
2,579
+53
| +2% | +$18.3K |
|
256
Atlanta Braves Holdings Series A
BATRA
$3.43B
| $916K | 0.08% |
31,872
-5,879
| -16% | -$170K |
|
257
Invesco Preferred ETF
PGX
$3.78B
| $912K | 0.08% |
60,827
+4,194
| +7% | +$62.5K |
|
258
PayPal
PYPL
$50.5B
| $896K | 0.08% |
4,752
+883
| +23% | +$191K |
|
259
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
| $894K | 0.08% |
25,874
+2,549
| +11% | +$86.3K |
|
260
ProShares Ultra Bloomberg Crude Oil
UCO
$385M
| $891K | 0.08% |
41,076
| – | – |
|
261
iShares Gold Trust
IAU
$64.4B
| $874K | 0.08% |
25,107
+3,959
| +19% | +$135K |
|
262
iShares Core Dividend Growth ETF
DGRO
$43.6B
| $873K | 0.08% |
15,709
-297
| -2% | -$15.8K |
|
263
Baidu
BIDU
$37.2B
| $871K | 0.08% |
5,855
+133
| +2% | +$20.8K |
|
264
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
| $863K | 0.08% |
27,952
-1,385
| -5% | -$49.1K |
|
265
Palantir
PLTR
$413B
| $857K | 0.08% |
47,088
-1,194
| -2% | -$26.4K |
|
266
Charles River Laboratories
CRL
$12.8B
| $836K | 0.07% |
2,218
-491
| -18% | -$191K |
|
267
Kinder Morgan
KMI
$68.7B
| $825K | 0.07% |
52,047
+705
| +1% | +$11.7K |
|
268
Accenture
ACN
$108B
| $824K | 0.07% |
1,988
+142
| +8% | +$51.8K |
|
269
Amgen
AMGN
$222B
| $820K | 0.07% |
3,643
+77
| +2% | +$16.3K |
|
|
270
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
| $814K | 0.07% |
5,492
-15,767
| -74% | -$2.32M |
|
271
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
| $810K | 0.07% |
15,010
+1,677
| +13% | +$94.6K |
|
272
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
| $806K | 0.07% |
5,723
+273
| +5% | +$36.3K |
|
273
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
| $804K | 0.07% |
10,122
+1,924
| +23% | +$153K |
|
274
Wynn Resorts
WYNN
$10.6B
| $794K | 0.07% |
9,339
+167
| +2% | +$14.8K |
|
275
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
| $793K | 0.07% |
28,562
-2,440
| -8% | -$68.9K |
|
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Regal Investment Advisors's Q4 2021 Portfolio in Review
As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.
- Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
- Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
- Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
- Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
- Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
- Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
- Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.
Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.