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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
251
First Trust Value Line Dividend Fund
FVD
$8.4B
$885K 0.09%
22,565
+13,059
+137% +$530K
FISV
252
Fiserv Inc
FISV
$27.9B
$882K 0.09%
8,131
+282
+4% +$31.5K
BIDU icon
253
Baidu
BIDU
$37.2B
$880K 0.09%
5,722
+1,518
+36% +$249K
MA icon
254
Mastercard
MA
$493B
$878K 0.09%
2,526
+16
+0.6% +$5.82K
FXG icon
255
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$867K 0.08%
15,400
-549
-3% -$31.2K
RSP icon
256
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$866K 0.08%
5,777
-457
-7% -$70K
VOOV icon
257
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$866K 0.08%
6,161
-574
-9% -$82.7K
UCO icon
258
ProShares Ultra Bloomberg Crude Oil
UCO
$385M
$865K 0.08%
41,076
-752
-2% -$14K
KMI icon
259
Kinder Morgan
KMI
$68.7B
$859K 0.08%
51,342
+15,069
+42% +$256K
PGX icon
260
Invesco Preferred ETF
PGX
$3.78B
$851K 0.08%
56,633
+2,919
+5% +$44.3K
ABT icon
261
Abbott
ABT
$187B
$842K 0.08%
7,130
+1,145
+19% +$141K
NUE icon
262
Nucor
NUE
$62.1B
$838K 0.08%
8,512
+1,757
+26% +$187K
NKE icon
263
Nike
NKE
$61.9B
$825K 0.08%
5,678
+101
+2% +$16.5K
EMGF icon
264
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$818K 0.08%
15,855
+4,634
+41% +$244K
XLE icon
265
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$807K 0.08%
31,002
-3,124
-9% -$77.4K
DGRO icon
266
iShares Core Dividend Growth ETF
DGRO
$43.6B
$804K 0.08%
16,006
+6,586
+70% +$341K
NOW icon
267
ServiceNow
NOW
$129B
$797K 0.08%
+6,400
New +$775K
KC
268
Kingsoft Cloud Holdings
KC
$3.69B
$795K 0.08%
28,087
+5,064
+22% +$150K
SPLK
269
DELISTED
Splunk Inc
SPLK
$788K 0.08%
5,442
+1,567
+40% +$228K
USXF icon
270
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$782K 0.08%
21,643
+6,712
+45% +$250K
WYNN icon
271
Wynn Resorts
WYNN
$10.6B
$777K 0.08%
+9,172
New +$905K
VGT icon
272
Vanguard Information Technology ETF
VGT
$149B
$772K 0.07%
15,384
-24
-0.2% -$1.24K
MRNA icon
273
Moderna
MRNA
$23.6B
$770K 0.07%
2,002
-198
-9% -$73K
ORCL icon
274
Oracle
ORCL
$423B
$770K 0.07%
8,838
+33
+0.4% +$2.92K
BGS icon
275
B&G Foods
BGS
$286M
$766K 0.07%
25,612
+75
+0.3% +$2.25K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.