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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
251
Edwards Lifesciences
EW
$51.7B
$332K 0.06%
4,263
– –
PDI icon
252
PIMCO Dynamic Income Fund
PDI
$7.42B
$331K 0.06%
10,208
+300
+3% +$9.9K
CMG icon
253
Chipotle Mexican Grill
CMG
$41.5B
$320K 0.06%
19,100
-4,700
-20% -$75.4K
FTXO icon
254
First Trust Nasdaq Bank ETF
FTXO
$311M
$320K 0.06%
11,356
-647
-5% -$17.4K
O icon
255
Realty Income
O
$59.1B
$314K 0.06%
4,396
– –
GPC icon
256
Genuine Parts
GPC
$18.7B
$311K 0.06%
2,924
+245
+9% +$25.2K
VOOV icon
257
Vanguard S&P 500 Value ETF
VOOV
$6.71B
$311K 0.06%
+2,477
New +$297K
WELL icon
258
Welltower
WELL
$171B
$311K 0.06%
3,800
-49
-1% -$4.2K
RTN
259
DELISTED
Raytheon Company
RTN
$310K 0.06%
1,413
– –
UAA icon
260
Under Armour
UAA
$2.6B
$307K 0.06%
14,210
+236
+2% +$4.58K
OUSM icon
261
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$907M
$305K 0.05%
+10,310
New +$295K
BND icon
262
Vanguard Total Bond Market
BND
$158B
$296K 0.05%
3,525
+168
+5% +$14.1K
ITOT icon
263
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$295K 0.05%
4,059
+347
+9% +$24.1K
PNQI icon
264
Invesco NASDAQ Internet ETF
PNQI
$551M
$295K 0.05%
10,415
+795
+8% +$21.4K
SPSM icon
265
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$295K 0.05%
9,042
-1,378
-13% -$43K
IYF icon
266
iShares US Financials ETF
IYF
$4.61B
$288K 0.05%
4,188
+442
+12% +$29.3K
RSX
267
DELISTED
VanEck Russia ETF
RSX
$288K 0.05%
11,537
-4
-0% -$97
BP icon
268
BP
BP
$107B
$285K 0.05%
7,539
+524
+7% +$19.9K
BAX icon
269
Baxter International
BAX
$14.2B
$281K 0.05%
3,365
+34
+1% +$2.81K
GOOG icon
270
Alphabet (Google) Class C
GOOG
$4.32T
$279K 0.05%
4,180
-60
-1% -$3.87K
BDCS
271
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$279K 0.05%
13,653
-2,560
-16% -$51K
FHLC icon
272
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$275K 0.05%
5,525
– –
PM icon
273
Philip Morris
PM
$295B
$275K 0.05%
3,233
-57
-2% -$4.7K
IWB icon
274
iShares Russell 1000 ETF
IWB
$50.1B
$272K 0.05%
1,524
+225
+17% +$38.4K
FEM icon
275
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$271K 0.05%
10,197
+32
+0.3% +$787
9 10
11
12 13

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.