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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
251
Ventas
VTR
$47.9B
$299K 0.06%
4,095
+30
+0.7% +$2.13K
BAX icon
252
Baxter International
BAX
$14.2B
$291K 0.06%
3,331
+9
+0.3% +$768
BND icon
253
Vanguard Total Bond Market
BND
$158B
$283K 0.06%
+3,357
New +$281K
SHY icon
254
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$281K 0.05%
3,308
-868
-21% -$73.6K
PNC icon
255
CALL
PNC Financial Services
PNC
$101B
$280K 0.05%
+2,000
New +$271K
EFAV icon
256
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$279K 0.05%
+3,801
New +$275K
UAA icon
257
Under Armour
UAA
$2.6B
$279K 0.05%
13,974
+430
+3% +$9.49K
RTN
258
DELISTED
Raytheon Company
RTN
$277K 0.05%
1,413
-47
-3% -$8.71K
HYLS icon
259
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$269K 0.05%
5,577
-289
-5% -$13.9K
SBUX icon
260
Starbucks
SBUX
$120B
$268K 0.05%
3,026
-576
-16% -$53.4K
BABA icon
261
Alibaba
BABA
$308B
$267K 0.05%
1,594
+316
+25% +$54.3K
BP icon
262
BP
BP
$107B
$267K 0.05%
7,015
-582
-8% -$22.2K
GPC icon
263
Genuine Parts
GPC
$18.7B
$267K 0.05%
2,679
+362
+16% +$34.7K
RSX
264
DELISTED
VanEck Russia ETF
RSX
$263K 0.05%
11,541
+398
+4% +$9.17K
GM icon
265
General Motors
GM
$76.8B
$260K 0.05%
6,946
+253
+4% +$9.73K
XYZ
266
Block Inc
XYZ
$47.5B
$260K 0.05%
4,193
-1,606
-28% -$109K
GOOG icon
267
Alphabet (Google) Class C
GOOG
$4.32T
$258K 0.05%
4,240
-660
-13% -$39.1K
SPMD icon
268
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$253K 0.05%
7,463
-217
-3% -$7.31K
MAIN icon
269
Main Street Capital
MAIN
$5.48B
$251K 0.05%
5,802
+14
+0.2% +$597
PM icon
270
Philip Morris
PM
$295B
$250K 0.05%
3,290
-114
-3% -$9.03K
PNQI icon
271
Invesco NASDAQ Internet ETF
PNQI
$551M
$250K 0.05%
9,620
-1,355
-12% -$36.9K
ITOT icon
272
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$249K 0.05%
+3,712
New +$249K
NEE icon
273
NextEra Energy
NEE
$177B
$242K 0.05%
+4,156
New +$225K
IYF icon
274
iShares US Financials ETF
IYF
$4.61B
$241K 0.05%
3,746
– –
TSLA icon
275
CALL
Tesla
TSLA
$1.3T
$241K 0.05%
+15,000
New +$235K
9 10
11
12 13

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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.