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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
251
Baxter International
BAX
$14.2B
$278K 0.06%
3,414
+109
+3% +$7.93K
VTR icon
252
Ventas
VTR
$47.9B
$278K 0.06%
4,358
+768
+21% +$48K
VCSH icon
253
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$277K 0.06%
3,474
-258
-7% -$20.3K
TWTR
254
DELISTED
Twitter, Inc.
TWTR
$273K 0.06%
8,295
+974
+13% +$30.9K
WELL icon
255
Welltower
WELL
$171B
$271K 0.06%
3,487
-238
-6% -$17.9K
EW icon
256
Edwards Lifesciences
EW
$51.7B
$270K 0.05%
4,233
– –
BABA icon
257
Alibaba
BABA
$308B
$266K 0.05%
1,459
-172
-11% -$28.9K
DWX icon
258
State Street SPDR S&P International Dividend ETF
DWX
$533M
$263K 0.05%
6,928
+3
+0% +$112
UPS icon
259
United Parcel Service
UPS
$88.9B
$262K 0.05%
+2,343
New +$248K
PCI
260
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$261K 0.05%
11,149
+328
+3% +$7.51K
PM icon
261
Philip Morris
PM
$295B
$260K 0.05%
2,946
-1,563
-35% -$126K
FEM icon
262
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
$256K 0.05%
10,228
+5
+0% +$124
HON icon
263
Honeywell
HON
$78B
$254K 0.05%
1,698
-51
-3% -$7.13K
RSX
264
DELISTED
VanEck Russia ETF
RSX
$249K 0.05%
12,107
-1,939
-14% -$39.9K
PANW icon
265
Palo Alto Networks
PANW
$297B
$248K 0.05%
+6,138
New +$228K
DTE icon
266
DTE Energy
DTE
$29.1B
$243K 0.05%
2,288
-1,403
-38% -$142K
LNT icon
267
Alliant Energy
LNT
$18B
$243K 0.05%
+5,158
New +$231K
VCIT icon
268
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$243K 0.05%
+2,799
New +$237K
XLK icon
269
State Street Technology Select Sector SPDR ETF
XLK
$123B
$243K 0.05%
6,572
-1,972
-23% -$67.5K
TNDM icon
270
Tandem Diabetes Care
TNDM
$1.56B
$241K 0.05%
3,800
-6,300
-62% -$331K
BMY icon
271
Bristol-Myers Squibb
BMY
$132B
$239K 0.05%
+5,020
New +$250K
RTN
272
DELISTED
Raytheon Company
RTN
$239K 0.05%
1,313
-65
-5% -$11.3K
FXN icon
273
First Trust Energy AlphaDEX Fund
FXN
$368M
$238K 0.05%
18,417
+26
+0.1% +$334
MT icon
274
ArcelorMittal
MT
$55.3B
$234K 0.05%
11,473
– –
GOOG icon
275
Alphabet (Google) Class C
GOOG
$4.32T
$231K 0.05%
3,940
-1,860
-32% -$104K
9 10
11
12 13

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.