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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
251
Huntington Bancshares
HBAN
$35.5B
$287K 0.06%
24,107
+11,617
+93% +$161K
EWZ icon
252
iShares MSCI Brazil ETF
EWZ
$8.95B
$286K 0.06%
+7,477
New +$290K
FMB icon
253
First Trust Managed Municipal ETF
FMB
$2.06B
$286K 0.06%
5,428
+1,205
+29% +$62.8K
PDI icon
254
PIMCO Dynamic Income Fund
PDI
$7.42B
$285K 0.06%
9,753
-253
-3% -$7.85K
SPEM icon
255
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$284K 0.06%
+8,768
New +$289K
PLND
256
DELISTED
VanEck Vectors Poland ETF
PLND
$283K 0.06%
+17,400
New +$284K
TUR icon
257
iShares MSCI Turkey ETF
TUR
$213M
$282K 0.06%
+11,468
New +$281K
EWS icon
258
iShares MSCI Singapore ETF
EWS
$1.08B
$279K 0.06%
+12,640
New +$286K
NVG icon
259
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
– –
0
– –
GXC icon
260
State Street SPDR S&P China ETF
GXC
$482M
$278K 0.06%
+3,281
New +$292K
LLY icon
261
Eli Lilly
LLY
$1.06T
$278K 0.06%
2,406
-678
-22% -$75.7K
OEF icon
262
iShares S&P 100 ETF
OEF
$20.6B
$278K 0.06%
2,497
-77
-3% -$9.27K
EWP icon
263
iShares MSCI Spain ETF
EWP
$2.17B
$277K 0.06%
+10,335
New +$291K
EWO icon
264
iShares MSCI Austria ETF
EWO
$185M
$268K 0.06%
+14,601
New +$302K
BDCS
265
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$267K 0.06%
15,118
+346
+2% +$6.63K
EIS icon
266
iShares MSCI Israel ETF
EIS
$909M
$266K 0.06%
+5,493
New +$292K
XLK icon
267
State Street Technology Select Sector SPDR ETF
XLK
$124B
$265K 0.06%
+8,544
New +$289K
RSX
268
DELISTED
VanEck Russia ETF
RSX
$263K 0.06%
+14,046
New +$289K
FCEF icon
269
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
$261K 0.06%
13,800
+575
+4% +$11.7K
KMI icon
270
Kinder Morgan
KMI
$68.7B
$260K 0.06%
16,898
-1,728
-9% -$29.3K
WELL icon
271
Welltower
WELL
$171B
$259K 0.06%
+3,725
New +$253K
NORW
272
DELISTED
Global X MSCI Norway ETF
NORW
$259K 0.06%
+22,464
New +$303K
CCJ icon
273
Cameco
CCJ
$42.4B
$258K 0.06%
22,689
-3,306
-13% -$38.3K
IJK icon
274
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$258K 0.06%
5,400
-128
-2% -$6.7K
CMG icon
275
Chipotle Mexican Grill
CMG
$41.5B
$255K 0.06%
+29,500
New +$267K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.