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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
251
iShares Russell 2000 Growth ETF
IWO
$15.1B
$281K 0.06%
+1,306
New +$278K
IYH icon
252
iShares US Healthcare ETF
IYH
$3.54B
$280K 0.06%
6,890
-1,020
-13% -$39.3K
BABA icon
253
Alibaba
BABA
$308B
$279K 0.06%
1,693
+280
+20% +$49.5K
MMP
254
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
BP icon
255
BP
BP
$107B
$277K 0.06%
6,298
-757
-11% -$31.7K
SHPG
256
DELISTED
Shire pic
SHPG
$277K 0.06%
+1,528
New +$264K
DTE icon
257
DTE Energy
DTE
$29.1B
$269K 0.06%
2,894
+597
+26% +$55.7K
INFO
258
DELISTED
IHS Markit Ltd. Common Shares
INFO
$269K 0.06%
+4,987
New +$268K
DBEF icon
259
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$263K 0.06%
8,124
+1,334
+20% +$42.6K
MA icon
260
Mastercard
MA
$493B
$263K 0.06%
1,183
-10,553
-90% -$2.2M
DWX icon
261
State Street SPDR S&P International Dividend ETF
DWX
$533M
$262K 0.06%
6,916
+989
+17% +$38.1K
CHA
262
DELISTED
China Telecom Corporation, LTD
CHA
$261K 0.05%
+5,289
New +$249K
IWB icon
263
iShares Russell 1000 ETF
IWB
$50.1B
$258K 0.05%
+1,597
New +$253K
FEM icon
264
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$256K 0.05%
10,216
-363
-3% -$9.19K
IWV icon
265
iShares Russell 3000 ETF
IWV
$20.3B
$255K 0.05%
+1,477
New +$250K
SONY icon
266
Sony
SONY
$138B
$254K 0.05%
+20,925
New +$230K
CRM icon
267
Salesforce
CRM
$158B
$253K 0.05%
+1,588
New +$236K
V icon
268
Visa
V
$677B
$253K 0.05%
+1,684
New +$239K
GSBD icon
269
Goldman Sachs BDC
GSBD
$1.1B
$248K 0.05%
11,200
-3,450
-24% -$75.6K
KIDS icon
270
OrthoPediatrics
KIDS
$595M
$246K 0.05%
+6,702
New +$205K
ESNT icon
271
Essent Group
ESNT
$6.33B
$244K 0.05%
+5,503
New +$226K
PSEC icon
272
Prospect Capital
PSEC
$1.17B
$242K 0.05%
32,958
+8,091
+33% +$57.2K
FXD icon
273
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$241K 0.05%
5,545
-4,900
-47% -$212K
GILD icon
274
Gilead Sciences
GILD
$165B
$240K 0.05%
+3,105
New +$235K
STLD icon
275
Steel Dynamics
STLD
$37.6B
$235K 0.05%
5,211
-24,990
-83% -$1.15M
9 10
11
12 13

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.