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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
251
Sanofi
SNY
$103B
$233K 0.05%
5,416
+577
+12% +$26.6K
BIDU icon
252
Baidu
BIDU
$37.7B
$232K 0.05%
990
+100
+11% +$24.5K
LAZ icon
253
Lazard
LAZ
$4.26B
$230K 0.05%
+4,383
New +$210K
MDY icon
254
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$229K 0.05%
662
-63
-9% -$21.2K
TD icon
255
Toronto Dominion Bank
TD
$200B
$227K 0.05%
+3,871
New +$221K
UL icon
256
Unilever
UL
$139B
$226K 0.05%
3,629
+414
+13% +$26.2K
TFI icon
257
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$225K 0.05%
+4,600
New +$225K
LLY icon
258
Eli Lilly
LLY
$1.04T
$224K 0.05%
2,654
-254
-9% -$21.6K
VGSH icon
259
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$223K 0.05%
3,706
-165
-4% -$9.98K
HON icon
260
Honeywell
HON
$78.6B
$222K 0.05%
+1,601
New +$215K
BMY icon
261
Bristol-Myers Squibb
BMY
$130B
$220K 0.05%
3,597
-357
-9% -$22.3K
SHW icon
262
Sherwin-Williams
SHW
$89.7B
$220K 0.05%
+1,611
New +$212K
IWV icon
263
iShares Russell 3000 ETF
IWV
$20.2B
$219K 0.05%
+1,388
New +$214K
VV icon
264
Vanguard Morningstar Large-Cap ETF
VV
$54.1B
$219K 0.05%
+1,784
New +$213K
AMLP icon
265
Alerian MLP ETF
AMLP
$12.8B
$218K 0.05%
4,042
-1,208
-23% -$64.6K
SWK icon
266
Stanley Black & Decker
SWK
$15.6B
$218K 0.05%
+1,285
New +$210K
BDCS
267
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$215K 0.05%
10,347
+966
+10% +$20.4K
FXL icon
268
First Trust Technology AlphaDEX Fund
FXL
$2.71B
$213K 0.05%
+4,159
New +$212K
LUV icon
269
Southwest Airlines
LUV
$23.9B
$213K 0.05%
+3,248
New +$191K
MUFG icon
270
Mitsubishi UFJ Financial
MUFG
$253B
$213K 0.05%
29,331
+3,945
+16% +$26.9K
CCJ icon
271
Cameco
CCJ
$41.1B
$209K 0.05%
+22,621
New +$212K
SHPG
272
DELISTED
Shire pic
SHPG
$209K 0.05%
+1,349
New +$200K
HYG icon
273
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$207K 0.05%
2,371
-8,290
-78% -$728K
ETW
274
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$206K 0.05%
17,250
– –
CLB icon
275
Core Laboratories
CLB
$502M
$205K 0.05%
+1,873
New +$187K
9 10
11
12 13

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.