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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
251
Caterpillar
CAT
$399B
$225K 0.05%
+1,805
New +$208K
MDT icon
252
Medtronic
MDT
$110B
$222K 0.05%
+2,858
New +$237K
BIDU icon
253
Baidu
BIDU
$37.1B
$220K 0.05%
+890
New +$194K
IWO icon
254
iShares Russell 2000 Growth ETF
IWO
$14.9B
$219K 0.05%
1,226
-12,363
-91% -$2.1M
ETN icon
255
Eaton
ETN
$174B
$218K 0.05%
+2,842
New +$214K
MS icon
256
Morgan Stanley
MS
$342B
$218K 0.05%
+4,534
New +$210K
IBM icon
257
IBM
IBM
$219B
$216K 0.05%
1,561
+52
+3% +$7.24K
MU icon
258
Micron Technology
MU
$979B
$216K 0.05%
+5,500
New +$174K
MELI icon
259
Mercado Libre
MELI
$90.7B
$214K 0.05%
+828
New +$219K
DEO icon
260
Diageo
DEO
$50.9B
$212K 0.05%
+1,605
New +$207K
UL icon
261
Unilever
UL
$138B
$210K 0.05%
+3,215
New +$207K
ILF icon
262
iShares Latin America 40 ETF
ILF
$3.83B
$209K 0.05%
+5,948
New +$201K
COST icon
263
Costco
COST
$423B
$208K 0.05%
+1,264
New +$199K
BDCS
264
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$206K 0.05%
+9,381
New +$204K
ETW
265
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$204K 0.05%
17,250
– –
MFLX icon
266
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$197K 0.05%
10,400
– –
ABEV icon
267
Ambev
ABEV
$47B
$176K 0.04%
26,774
+13,550
+102% +$84K
GG
268
DELISTED
Goldcorp Inc
GG
$175K 0.04%
13,477
-1,001
-7% -$13.2K
MUFG icon
269
Mitsubishi UFJ Financial
MUFG
$255B
$163K 0.04%
25,386
+14,039
+124% +$88.7K
LSAK icon
270
Lesaka Technologies
LSAK
$412M
$156K 0.04%
+16,057
New +$155K
ERIC icon
271
Ericsson
ERIC
$33.2B
$151K 0.04%
26,271
+14,397
+121% +$89K
KTF
272
DWS Municipal Income Trust
KTF
$351M
$144K 0.03%
11,365
+897
+9% +$11.7K
AMD icon
273
Advanced Micro Devices
AMD
$778B
$140K 0.03%
11,000
– –
FSK icon
274
FS KKR Capital
FSK
$3.23B
$130K 0.03%
+3,833
New +$132K
PSEC icon
275
Prospect Capital
PSEC
$1.1B
$120K 0.03%
17,836
+1,017
+6% +$7.62K
8 9 10
11
12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.