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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOOV icon
251
Vanguard S&P 500 Value ETF
VOOV
$6.68B
$201K 0.05%
+2,002
New +$200K
EPD icon
252
Enterprise Products Partners
EPD
$82.3B
– –
0
– –
ETW
253
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
$188K 0.05%
17,250
– –
KTF
254
DWS Municipal Income Trust
KTF
$350M
$137K 0.04%
10,335
+132
+1% +$1.76K
PSEC icon
255
Prospect Capital
PSEC
$1.11B
$127K 0.03%
14,099
+2,825
+25% +$25.3K
SIRI icon
256
SiriusXM
SIRI
$10.1B
$124K 0.03%
2,412
+1
+0% +$49
MT icon
257
ArcelorMittal
MT
$55.2B
$116K 0.03%
4,641
– –
JE
258
DELISTED
Just Energy Group Inc
JE
$80K 0.02%
+388
New +$74.5K
FTR
259
DELISTED
Frontier Communications Corp.
FTR
$59K 0.02%
+1,846
New +$84.6K
SDR
260
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
0
– –
ROYT
261
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
0
– –
GAZ
262
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$15K ﹤0.01%
+33,950
New +$16.8K
BKNG icon
263
Booking.com
BKNG
$156B
– –
-50,175
Closed -$2.94M
CVY icon
264
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
– –
-39,801
Closed -$802K
CWB icon
265
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
– –
-6,176
Closed -$282K
DBC icon
266
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-67,370
Closed -$1.07M
FCX icon
267
Freeport-McMoran
FCX
$95.5B
– –
-24,419
Closed -$322K
FGD icon
268
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
– –
-17,000
Closed -$396K
FSK icon
269
FS KKR Capital
FSK
$3.33B
– –
-4,192
Closed -$173K
IFV icon
270
First Trust Dorsey Wright International Focus 5 ETF
IFV
$233M
– –
-22,991
Closed -$392K
LH icon
271
Labcorp
LH
$25.6B
– –
-26,743
Closed -$2.95M
PCY icon
272
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
– –
-12,986
Closed -$367K
PSX icon
273
Phillips 66
PSX
$82.4B
– –
-6,205
Closed -$536K
QCOM icon
274
Qualcomm
QCOM
$168B
– –
-3,574
Closed -$233K
USO icon
275
United States Oil Fund
USO
$1.86B
– –
-4,198
Closed -$394K
8 9 10
11
12

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.