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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
251
DELISTED
Magellan Midstream Partners, L.P.
MMP
$156K 0.04%
1,890
+11
+0.6% +$899
PSEC icon
252
Prospect Capital
PSEC
$1.17B
$155K 0.04%
18,809
+11,921
+173% +$110K
DD
253
DELISTED
Du Pont De Nemours E I
DD
$155K 0.04%
2,214
– –
CPA icon
254
Copa Holdings
CPA
$5.8B
$149K 0.04%
+1,440
New +$153K
ITW icon
255
Illinois Tool Works
ITW
$85.3B
$149K 0.04%
1,571
-1,916
-55% -$175K
IJS icon
256
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$144K 0.04%
2,446
-864
-26% -$48.8K
PSP icon
257
Invesco Global Listed Private Equity ETF
PSP
$246M
$144K 0.04%
2,616
-3,956
-60% -$218K
HYG icon
258
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$143K 0.04%
1,596
+464
+41% +$42.2K
IEF icon
259
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$141K 0.04%
1,329
+208
+19% +$21.9K
ORI icon
260
Old Republic International
ORI
$10.4B
$141K 0.04%
9,628
+8,628
+863% +$126K
VV icon
261
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$141K 0.04%
1,499
-329
-18% -$30.4K
MS icon
262
Morgan Stanley
MS
$340B
$140K 0.04%
3,618
– –
PIV
263
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$140K 0.04%
6,035
+1,260
+26% +$29.2K
XLNX
264
DELISTED
Xilinx Inc
XLNX
$137K 0.04%
+3,166
New +$137K
MKC icon
265
McCormick & Company Non-Voting
MKC
$14.2B
$134K 0.04%
3,602
+790
+28% +$28.3K
VBK icon
266
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$134K 0.04%
1,061
– –
EXC icon
267
Exelon
EXC
$47B
$133K 0.04%
5,018
-1,270
-20% -$32.6K
IEMG icon
268
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$133K 0.04%
2,833
-44
-2% -$2.15K
JPM icon
269
JPMorgan Chase
JPM
$950B
$131K 0.04%
2,095
-205
-9% -$12.3K
SRCL
270
DELISTED
Stericycle Inc
SRCL
$131K 0.04%
1,000
-1,200
-55% -$151K
SHY icon
271
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$129K 0.03%
1,528
– –
VAW icon
272
Vanguard Materials ETF
VAW
$3.13B
$129K 0.03%
1,198
+125
+12% +$13.5K
SBUX icon
273
Starbucks
SBUX
$120B
$128K 0.03%
3,122
+660
+27% +$25.8K
MA icon
274
Mastercard
MA
$493B
$127K 0.03%
1,475
-50
-3% -$4.08K
MRK icon
275
Merck
MRK
$318B
$127K 0.03%
2,349
+210
+10% +$11.7K
9 10
11
12 13

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.