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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
251
Kinder Morgan
KMI
$68.7B
$110K 0.05%
3,400
+668
+24% +$22.4K
MGM icon
252
MGM Resorts International
MGM
$11.2B
$109K 0.05%
+4,200
New +$108K
MMP
253
DELISTED
Magellan Midstream Partners, L.P.
MMP
$109K 0.05%
1,560
-269
-15% -$17.9K
ADM icon
254
Archer Daniels Midland
ADM
$36.9B
$108K 0.05%
2,500
+500
+25% +$20.6K
RDS.A
255
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$108K 0.05%
1,580
-31
-2% -$2.07K
AWR icon
256
American States Water
AWR
$3.46B
$107K 0.05%
3,325
– –
WPRT
257
Westport Fuel Systems
WPRT
$35.7M
$106K 0.04%
735
+140
+24% +$24.2K
AEE icon
258
Ameren
AEE
$30.1B
$105K 0.04%
2,550
– –
IJT icon
259
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$103K 0.04%
1,726
– –
IYF icon
260
iShares US Financials ETF
IYF
$4.61B
$103K 0.04%
2,526
-706
-22% -$28.2K
NFG icon
261
National Fuel Gas
NFG
$7.65B
$103K 0.04%
1,477
+994
+206% +$72.7K
CAG icon
262
Conagra Brands
CAG
$7.23B
$102K 0.04%
4,241
+2,711
+177% +$65.1K
JPM icon
263
JPMorgan Chase
JPM
$950B
$101K 0.04%
1,660
+487
+42% +$28.1K
LNT icon
264
Alliant Energy
LNT
$18B
$97K 0.04%
3,430
-280
-8% -$7.4K
PM icon
265
Philip Morris
PM
$295B
$97K 0.04%
1,189
+329
+38% +$26.6K
EMC
266
DELISTED
EMC CORPORATION
EMC
$96K 0.04%
3,508
-36
-1% -$936
PJP icon
267
Invesco Pharmaceuticals ETF
PJP
$479M
$94K 0.04%
1,657
– –
XLP icon
268
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$94K 0.04%
2,188
-57
-3% -$2.39K
GOOG icon
269
Alphabet (Google) Class C
GOOG
$4.32T
$93K 0.04%
3,332
+1,124
+51% +$32.7K
IWO icon
270
iShares Russell 2000 Growth ETF
IWO
$15.1B
$93K 0.04%
681
+179
+36% +$24.5K
IYM icon
271
iShares US Basic Materials ETF
IYM
$1.25B
$93K 0.04%
1,113
+233
+26% +$18.9K
IYR icon
272
iShares US Real Estate ETF
IYR
$4.65B
$93K 0.04%
1,372
+457
+50% +$30.3K
WERN icon
273
Werner Enterprises
WERN
$2.25B
$92K 0.04%
+3,600
New +$92.2K
SIRI icon
274
SiriusXM
SIRI
$10.1B
$91K 0.04%
+2,830
New +$100K
FCX icon
275
Freeport-McMoran
FCX
$97.5B
$90K 0.04%
2,714
+967
+55% +$32.2K
9 10
11
12 13

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.