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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBEF icon
251
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$68K 0.04%
2,494
-1
-0% -$26
DWM icon
252
WisdomTree International Equity Fund
DWM
$697M
$68K 0.04%
1,243
+518
+71% +$27.5K
IWO icon
253
iShares Russell 2000 Growth ETF
IWO
$15.1B
$68K 0.04%
+502
New +$65.1K
DISH
254
DELISTED
DISH Network Corp.
DISH
$68K 0.04%
1,180
-1,600
-58% -$81.9K
MRK icon
255
Merck
MRK
$318B
$67K 0.04%
1,406
-2,285
-62% -$104K
C icon
256
Citigroup
C
$226B
$66K 0.04%
1,263
-10
-0.8% -$506
FCX icon
257
Freeport-McMoran
FCX
$97.5B
$66K 0.04%
1,747
+754
+76% +$26.7K
DE icon
258
Deere & Co
DE
$168B
$65K 0.04%
713
-652
-48% -$55.2K
HYS icon
259
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$65K 0.04%
+612
New +$64.9K
XLV icon
260
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$65K 0.04%
1,181
-5,184
-81% -$277K
PIV
261
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$64K 0.04%
+3,157
New +$64K
PSEC icon
262
Prospect Capital
PSEC
$1.17B
$63K 0.04%
5,572
+5
+0.1% +$56
XPH icon
263
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$63K 0.04%
1,440
+164
+13% +$6.83K
GOOG icon
264
Alphabet (Google) Class C
GOOG
$4.32T
$62K 0.04%
2,208
+160
+8% +$4.05K
SRLN icon
265
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$62K 0.04%
1,241
+504
+68% +$25.2K
DINO icon
266
HF Sinclair
DINO
$14.5B
$59K 0.03%
1,183
+983
+492% +$44.8K
CLGX
267
DELISTED
Corelogic, Inc.
CLGX
$59K 0.03%
1,673
– –
IYR icon
268
iShares US Real Estate ETF
IYR
$4.65B
$58K 0.03%
915
-1,445
-61% -$93.1K
KIE icon
269
State Street SPDR S&P Insurance ETF
KIE
$639M
$58K 0.03%
+2,763
New +$55.6K
UAA icon
270
Under Armour
UAA
$2.6B
$58K 0.03%
2,640
+800
+43% +$16.4K
WM icon
271
Waste Management
WM
$91B
$58K 0.03%
1,300
+100
+8% +$4.37K
VGR
272
DELISTED
Vector Group Ltd.
VGR
$58K 0.03%
6,695
– –
MGEE icon
273
MGE Energy Inc
MGEE
$3.08B
$57K 0.03%
1,482
– –
CRIS icon
274
Curis
CRIS
$7.83M
$56K 0.03%
+10
New +$68.6K
DVYA icon
275
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$56K 0.03%
+1,025
New +$56.8K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.