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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WERN icon
251
Werner Enterprises
WERN
$2.25B
$84K 0.05%
3,600
– –
YINN icon
252
Direxion Daily FTSE China Bull 3X ETF
YINN
$745M
$84K 0.05%
140
– –
FXI icon
253
iShares China Large-Cap ETF
FXI
$4.31B
$83K 0.05%
2,238
-192
-8% -$6.82K
CSM icon
254
ProShares Large Cap Core Plus
CSM
$534M
$82K 0.05%
4,096
– –
EMN icon
255
Eastman Chemical
EMN
$8.42B
$82K 0.05%
1,040
+80
+8% +$6.16K
WIP icon
256
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$80K 0.05%
1,345
+176
+15% +$10.3K
MMP
257
DELISTED
Magellan Midstream Partners, L.P.
MMP
$80K 0.05%
1,422
+13
+0.9% +$714
D icon
258
Dominion Energy
D
$59.3B
$78K 0.05%
1,248
-369
-23% -$21.9K
SHM icon
259
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$78K 0.05%
1,617
-1,304
-45% -$62.8K
FXO icon
260
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$77K 0.05%
3,876
– –
PJP icon
261
Invesco Pharmaceuticals ETF
PJP
$479M
$76K 0.04%
1,657
– –
WMB icon
262
Williams Companies
WMB
$86.1B
$76K 0.04%
2,084
– –
GOLD
263
DELISTED
Randgold Resources Ltd
GOLD
$75K 0.04%
1,071
+391
+58% +$28K
ILCV icon
264
iShares Morningstar Value ETF
ILCV
$1.35B
$73K 0.04%
2,002
-4,350
-68% -$163K
OXY icon
265
Occidental Petroleum
OXY
$55.9B
$73K 0.04%
818
+1
+0.1% +$86
RTX icon
266
RTX Corp
RTX
$301B
$73K 0.04%
1,069
-215
-17% -$14.1K
FXU icon
267
First Trust Utilities AlphaDEX Fund
FXU
$825M
$72K 0.04%
3,613
– –
WFC icon
268
Wells Fargo
WFC
$264B
$72K 0.04%
1,743
+1
+0.1% +$43
MIY icon
269
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$70K 0.04%
5,446
– –
CMCSA icon
270
Comcast
CMCSA
$90B
$68K 0.04%
2,996
+60
+2% +$1.31K
BMY icon
271
Bristol-Myers Squibb
BMY
$132B
$67K 0.04%
1,438
-1,489
-51% -$65.4K
ROC
272
DELISTED
ROCKWOOD HLDGS INC
ROC
$67K 0.04%
1,000
– –
CRM icon
273
Salesforce
CRM
$158B
$65K 0.04%
1,250
+90
+8% +$4.08K
MGM icon
274
MGM Resorts International
MGM
$11.2B
$65K 0.04%
3,200
-530
-14% -$9.23K
CPL
275
DELISTED
CPFL Energia S.A.
CPL
$65K 0.04%
3,999
-1,272
-24% -$21.3K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.