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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
226
iShares US Healthcare ETF
IYH
$3.71B
$1.22M 0.09%
18,724
+751
+4% +$48K
AMGN icon
227
Amgen
AMGN
$222B
$1.2M 0.08%
3,739
-432
-10% -$141K
XYLD icon
228
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.2M 0.08%
28,812
-857
-3% -$34.9K
VCIT icon
229
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$1.17M 0.08%
13,953
+18
+0.1% +$1.48K
VPU
230
Vanguard Utilities ETF
VPU
$8.44B
$1.16M 0.08%
6,650
-1,508
-18% -$242K
FXG icon
231
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.14M 0.08%
16,739
– –
ABT icon
232
Abbott
ABT
$187B
$1.12M 0.08%
9,861
-605
-6% -$66.4K
IFRA icon
233
iShares US Infrastructure ETF
IFRA
$4.6B
$1.1M 0.08%
23,452
+5,878
+33% +$262K
USXF icon
234
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$1.09M 0.08%
22,262
+1,668
+8% +$78.7K
NUE icon
235
Nucor
NUE
$62.1B
$1.07M 0.08%
7,140
-1,041
-13% -$157K
HYMB icon
236
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.07M 0.07%
40,598
+1,534
+4% +$39.8K
APRT icon
237
AllianzIM U.S. Equity Buffer10 Apr ETF
APRT
$46.7M
$1.06M 0.07%
28,049
+243
+0.9% +$8.9K
SCHA icon
238
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.06M 0.07%
41,148
+2,476
+6% +$61.5K
QCOM icon
239
Qualcomm
QCOM
$176B
$1.05M 0.07%
6,166
-346
-5% -$61.1K
AMLP icon
240
Alerian MLP ETF
AMLP
$13.1B
$1.02M 0.07%
21,536
-1,161
-5% -$54.9K
VNQI icon
241
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$985K 0.07%
20,998
+1,129
+6% +$49.1K
SPG icon
242
Simon Property Group
SPG
$72.3B
$984K 0.07%
5,820
-26
-0.4% -$4.12K
MGEE icon
243
MGE Energy Inc
MGEE
$3.08B
$983K 0.07%
10,753
+54
+0.5% +$4.62K
MA icon
244
Mastercard
MA
$493B
$973K 0.07%
1,970
-571
-22% -$266K
IAU icon
245
iShares Gold Trust
IAU
$64.4B
$972K 0.07%
19,567
-271
-1% -$12.7K
MET icon
246
MetLife
MET
$62.1B
$970K 0.07%
11,756
-780
-6% -$58.3K
FISV
247
Fiserv Inc
FISV
$27.9B
$962K 0.07%
5,356
-3,411
-39% -$563K
PULS icon
248
PGIM Ultra Short Bond ETF
PULS
$18.4B
$957K 0.07%
19,219
-15,593
-45% -$774K
IBTE
249
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$956K 0.07%
39,854
-1,724
-4% -$41.3K
XONE icon
250
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$843M
$943K 0.07%
+18,875
New +$938K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.