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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYLD icon
226
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.21M 0.08%
29,561
+923
+3% +$37K
ABT icon
227
Abbott
ABT
$187B
$1.2M 0.08%
10,583
-217
-2% -$24.9K
AMLP icon
228
Alerian MLP ETF
AMLP
$13.2B
$1.19M 0.08%
24,989
+97
+0.4% +$4.36K
VCIT icon
229
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$1.18M 0.08%
14,679
-13,710
-48% -$1.1M
DSI icon
230
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.17M 0.08%
11,618
-221
-2% -$21.1K
AMGN icon
231
Amgen
AMGN
$220B
$1.17M 0.08%
4,108
+763
+23% +$223K
RSP icon
232
Invesco S&P 500 Equal Weight ETF
RSP
$98.9B
$1.15M 0.08%
6,805
+988
+17% +$159K
IJS icon
233
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$1.15M 0.08%
11,188
-63,287
-85% -$6.28M
FXG icon
234
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.15M 0.08%
16,739
– –
ULTA icon
235
Ulta Beauty
ULTA
$23.9B
$1.14M 0.08%
2,184
-176
-7% -$90.9K
IEMG icon
236
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$1.12M 0.08%
21,709
-43,268
-67% -$2.17M
IYH icon
237
iShares US Healthcare ETF
IYH
$3.73B
$1.11M 0.08%
18,002
+1,347
+8% +$81K
COIN icon
238
Coinbase
COIN
$39.9B
$1.04M 0.07%
3,921
+5
+0.1% +$900
ETR icon
239
Entergy
ETR
$49.4B
$1.03M 0.07%
19,408
+1,174
+6% +$59.5K
GSK icon
240
GSK
GSK
$104B
$1.02M 0.07%
23,876
+159
+0.7% +$6.56K
IBTE
241
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$1.02M 0.07%
42,699
+1,786
+4% +$42.7K
SCHZ icon
242
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$999K 0.07%
43,418
+536
+1% +$12.3K
SPYV icon
243
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$992K 0.07%
19,807
+3,653
+23% +$174K
IBTF
244
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$990K 0.07%
42,602
+577
+1% +$13.4K
QCOM icon
245
Qualcomm
QCOM
$175B
$988K 0.07%
5,838
-2,488
-30% -$385K
IAU icon
246
iShares Gold Trust
IAU
$64.2B
$988K 0.07%
23,524
+711
+3% +$27.9K
HYMB icon
247
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$983K 0.07%
38,277
-2,021
-5% -$51.3K
IWB icon
248
iShares Russell 1000 ETF
IWB
$50.2B
$976K 0.07%
3,390
+6
+0.2% +$1.64K
CRWD icon
249
CrowdStrike
CRWD
$227B
$973K 0.07%
12,136
+3,392
+39% +$260K
RTX icon
250
RTX Corp
RTX
$304B
$968K 0.07%
9,929
-293
-3% -$26.4K
8 9
10
11 12

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.